Richard Jack has been Managing Principal/Partner/COO of Meadowbrook Wealth Management since March 2015, is a control person of the firm and directly owns between 50% and 75% of it. Richard Jack holds a BBA in Management from Hofstra University and an MBA in Finance from Dowling College.
Meadowbrook Wealth Management, LLC is a Garden City, NY firm with $110M under management, 174 clients and 2 advisers in one office, as of its April 2026 filing.
Richard Jack is Principal, Chief Investment Strategist of Meadowbrook Wealth Management, LLC, based in Garden City, NY. Before co-founding the firm, his career in finance started at Pershing LLC as an Economist and Equity Research Analyst. He joined Raymond James Financial Services in 2006.
Richard Jack’s longest registration is the current one, 5 years at Meadowbrook Wealth Management since 2021. Before joining Meadowbrook Wealth Management in 2021, Richard Jack was registered through Raymond James Financial Services Advisors, Inc.
- – present · 5 yearsGarden City, NY · Adviser representative · Firm CRD 110508
- Raymond James Financial Services Advisors, Inc– · under a yearGarden City, NY · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Richard Jack is registered as an investment adviser representative in New York, since April 2021.
- New YorkSince 2 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 2014 |
| Series 16 | NYSE Supervisory Analyst Examination | 20 July 2005 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 21 January 2005 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 3 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 2000 |
| Series 7 | General Securities Representative Examination | 2 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- NYSE Supervisory Analyst Examination
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Francis Jack
- CRD
- 4166546
- Firm
- Meadowbrook Wealth Management · CRD 110508
- Role
- Managing Principal/Partner/COO
- Office
- 1042 FRANKLIN AVENUE, SUITE 110, Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- October 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- meadowbrookwealth.com
Where does Richard Jack work?
Richard Jack has been Managing Principal/Partner/COO of Meadowbrook Wealth Management, LLC since March 2015, and is a control person of the firm.
Is Richard Jack a financial advisor?
Yes. Richard Jack has a current investment-adviser registration in New York, through Meadowbrook Wealth Management since April 2021.
How many years of experience does Richard Jack have?
Richard Jack has 6 years in the financial industry, since October 2020, across 2 adviser firms.
What exams has Richard Jack passed?
Richard Jack has passed 6 licensing exams: the Series 7, Series 63, Series 87, Series 86, Series 16 and Series 65. The earliest, the Series 7, was passed in May 2000. FINRA credited Richard Jack with the SIE, which began in October 2018.
Where did Richard Jack work before Meadowbrook Wealth Management?
Before Meadowbrook Wealth Management, Richard Jack was registered through Raymond James Financial Services Advisors, Inc, September 2014 to March 2015.
Where is Richard Jack based?
Richard Jack’s registered office is in Garden City, NY.
Is Richard Jack registered with FINRA?
No. Richard Jack has no current broker registration.
How can I verify Richard Jack’s record?
Search CRD 4166546 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Jack’s full registration record.