Thomas Efthimiou has been Managing Principal/Partner/CCO of Meadowbrook Wealth Management since March 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Meadowbrook Wealth Management, LLC is a Garden City, NY firm with $110M under management, 174 clients and 2 advisers in one office, as of its April 2026 filing.
Thomas Efthimiou is Principal, Managing Director of Meadowbrook Wealth Management, LLC, based in Garden City, NY. He began his financial planning career with Dean Witter in 1992 as an Account Executive, later achieving Associate Vice President, Investments, and continued through the merger with Morgan Stanley. He then formed GMG Asset Management, Inc., a Registered Investment Advisory.
- – present · 5 yearsGarden City, NY · Adviser representative · Firm CRD 110508
Investment adviser representative registrations
Thomas Efthimiou is registered as an investment adviser representative in New York, since April 2021.
- New YorkSince 1 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 June 2003 |
| Series 31 | Futures Managed Funds Examination | 25 August 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1993 |
| Series 7 | General Securities Representative Examination | 7 April 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas George Efthimiou
- CRD
- 2336798
- Firm
- Meadowbrook Wealth Management · CRD 110508
- Role
- Managing Principal/Partner/CCO
- Office
- 1042 FRANKLIN AVENUE, SUITE 110, Garden City, NY 11530
- Registration
- Investment adviser registration
- In the industry since
- March 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- meadowbrookwealth.com
Where does Thomas Efthimiou work?
Thomas Efthimiou has been Managing Principal/Partner/CCO of Meadowbrook Wealth Management, LLC since March 2015, and is a control person of the firm.
Is Thomas Efthimiou a financial advisor?
Yes. Thomas Efthimiou has a current investment-adviser registration in New York, through Meadowbrook Wealth Management since April 2021.
How many years of experience does Thomas Efthimiou have?
Thomas Efthimiou has 5 years in the financial industry, since March 2021, across 1 adviser firm.
What exams has Thomas Efthimiou passed?
Thomas Efthimiou has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in April 1993.
Where is Thomas Efthimiou based?
Thomas Efthimiou’s registered office is in Garden City, NY.
Is Thomas Efthimiou registered with FINRA?
No. Thomas Efthimiou has no current broker registration.
How can I verify Thomas Efthimiou’s record?
Search CRD 2336798 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Efthimiou’s full registration record.