Marcus Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Marcus Capital reports 98 clients. They include 56 individual clients and 42 high-net-worth individuals. Of its assets, 100.0% ($129M across 259 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 10% |
| High-net-worth individuals | 43% | 90% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 56 | $12.9M | 10.0% | $230K |
| High-net-worth individuals | 42 | $116M | 90.0% | $2.77M |
| Total | 98 | $129M | 100% | $1.32M |
- Clients
- 56
- Regulatory AUM
- $12.9M
- AUM share
- 10.0%
- Avg. per client
- $230K
- Clients
- 42
- Regulatory AUM
- $116M
- AUM share
- 90.0%
- Avg. per client
- $2.77M
Total
- Clients
- 98
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $1.32M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Marcus Capital charges 1.00% a year for its Investment advisory. The fee is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Planning-only clients pay fixed or hourly fees set in a financial planning agreement; a limited-scope engagement is estimated at $600, and fees may be reduced or waived if we manage over $500,000 of the portfolio.
Daniel Marcus owns 75% or more of Marcus Capital. The leadership team of Marcus Capital includes Chief Compliance Officer Lisa Boyd. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Marcus Capital, LLC
Daniel Marcus
Control person · since January 2004
Marcus Capital’s regulatory assets grew from $113M (March 2025) to $129M (March 2026); clients were 98 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $129M | 98 | 2 | 1 |
| Mar 2025March 2025 | $113M | 98 | 2 | 1 |
Besides its headquarters, Marcus Capital has 0 offices, with 1 listed address in 1 state.
Illinois · 1 listed address
- One Northfield Plaza, Suite 222, NorthfieldHQ
Contact and registration details
- Legal name
- Marcus Capital, LLC
- Headquarters
- One Northfield Plaza, Suite 222, Northfield, IL 60093
- Website
- marcuscapital.net
- Phone
- 847-313-4326
- SEC file
- 801-132357
- Structure
- Illinois LLC
- Fiscal year end
- December
Marcus Capital’s named custodian for separately managed accounts is Charles Schwab ($34.5M). Marcus Capital does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $34.5M100%
At year end, Marcus Capital’s separately managed accounts were mostly in stocks (69%) and cash (29%).
What the accounts hold
- Stocks69%
- Bonds2%
- Cash29%
How many clients does Marcus Capital have?
Marcus Capital has 98 clients and manages $129 million for them, as of March 2026. They include 56 individual clients and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Marcus Capital offer?
Marcus Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Marcus Capital charge?
Marcus Capital charges 1.00% a year for its Investment advisory. The fee is negotiable and requires an account of at least $500,000.
Source: MARCUS CAPITAL DISCLOSURE BROCHURE, filed 10 March 2026
Which custodians does Marcus Capital use?
Marcus Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $34.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Marcus Capital have?
Marcus Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Marcus Capital invest in?
At the end of its last fiscal year, Marcus Capital’s separately managed accounts held 69% exchange-traded equities, 29% cash and equivalents and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Marcus Capital have a minimum investment?
Yes, Marcus Capital’s minimum account size for its Investment advisory is $500K.
Source: MARCUS CAPITAL DISCLOSURE BROCHURE, filed 10 March 2026
Who owns Marcus Capital?
Marcus Capital’s direct owner is Daniel Marcus (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Marcus Capital get paid?
Marcus Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Marcus Capital?
Marcus Capital’s main office is at One Northfield Plaza, Suite 222, Northfield, IL 60093. Its phone number is 847-313-4326. Its website is marcuscapital.net.