Daniel Marcus has been Managing Member of Marcus Capital since January 2004, is a control person of the firm and directly owns 75% or more of it. Daniel Marcus holds a Bachelor of Business degree in Economics from the University of Wisconsin-Madison.
Marcus Capital, LLC is a Northfield, IL firm with $129M under management, 98 clients and 2 advisers in one office, as of its March 2026 filing.
Daniel Marcus is Principal & Founder of Marcus Capital, LLC. Before forming the firm in 2004, he worked at Bear Stearns as a managing director and has over 25 years of investment experience. He is also a founding partner of Spark Ventures, a non-profit charitable organization.
Daniel Marcus’ longest registration is the current one, 22 years at Marcus Capital since 2004. Before joining Marcus Capital in 2004, Daniel Marcus was registered through Bear, Stearns & Co. Inc.
- Marcus Capital, LLCCurrent– present · 22 yearsNorthfield, IL · Adviser representative · Firm CRD 130516
- Bear, Stearns & Co. Inc.– · 3 yearsChicago, IL · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Daniel Marcus is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2025.
- CaliforniaSince 9 May 2025
- TexasResidentSince 10 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 1990 |
| Series 7 | General Securities Representative Examination | 27 September 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2091668
- Firm
- Marcus Capital · CRD 130516
- Role
- Managing Member
- Office
- ONE NORTHFIELD PLAZA, SUITE 222, Northfield, IL 60093
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- marcuscapital.net
Where does Daniel Marcus work?
Daniel Marcus has been Managing Member of Marcus Capital, LLC since January 2004, and is a control person of the firm.
Is Daniel Marcus a financial advisor?
Yes. Daniel Marcus has a current investment-adviser registration in California and Texas, through Marcus Capital since March 2004.
How many years of experience does Daniel Marcus have?
Daniel Marcus has 25 years in the financial industry, since February 2001, across 2 adviser firms.
What exams has Daniel Marcus passed?
Daniel Marcus has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1990.
Where did Daniel Marcus work before Marcus Capital?
Before Marcus Capital, Daniel Marcus was registered through Bear, Stearns & Co. Inc., January 2001 to February 2004.
Where is Daniel Marcus based?
Daniel Marcus’ registered office is in Northfield, IL.
Is Daniel Marcus registered with FINRA?
No. Daniel Marcus has no current broker registration.
How can I verify Daniel Marcus’ record?
Search CRD 2091668 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Marcus’ full registration record.