{"url":"https://nivawealth.com/firms/marcus-capital-130516","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130516","regulatoryAum":129222766,"crd":"130516","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5428526","suffix":"MS.","lastName":"BOYD","firstName":"LISA","middleName":"A"},{"crd":"2091668","suffix":null,"lastName":"MARCUS","firstName":"DANIEL","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-25","regulatoryAum":112988186,"clients":98,"employees":2,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":129222766,"clients":98,"employees":2,"offices":1}],"secFileNumber":"801-132357","legalName":"Marcus Capital, LLC","displayName":"Marcus Capital","slug":"marcus-capital-130516","website":"https://marcuscapital.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Northfield Plaza, Suite 222","city":"Northfield","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60093"},"tradeNames":[],"registration":{"secApproved":"7 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1318599.6530612244,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":129222766,"discretionary":129222766,"discretionaryAccounts":259,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":56,"regulatoryAum":12888907},{"label":"High-net-worth individuals","clients":42,"regulatoryAum":116333859}],"feePrograms":[{"role":"main","program":"Investment advisory","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016820","versionId":1016820,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-10","documentName":"MARCUS CAPITAL DISCLOSURE BROCHURE","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Planning-only clients pay fixed or hourly fees set in a financial planning agreement; a limited-scope engagement is estimated at $600, and fees may be reduced or waived if we manage over $500,000 of the portfolio.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016820","versionId":1016820,"submittedOn":"2026-03-10","documentName":"MARCUS CAPITAL DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:04:29.807278+00:00","documents":[{"name":"MARCUS CAPITAL DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016820","versionId":1016820,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":34478165}],"custodyNote":"Marcus Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Lisa Boyd","title":"Chief Compliance Officer","crd":"5428526"},{"name":"Daniel Marcus","title":"Managing Member","crd":"2091668"}],"ownership":[{"label":"Daniel Marcus","detail":"Managing member in the 75% or more ownership band and a control person, since January 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"One Northfield Plaza, Suite 222","city":"Northfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-313-4326","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"U.S. government/agency bonds","percent":2},{"label":"Cash and cash equivalents","percent":29}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/130516/PDF/130516.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016820","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Marcus Capital have?","answer":"Marcus Capital has 98 clients and manages $129 million for them, as of March 2026. They include 56 individual clients and 42 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Marcus Capital offer?","answer":"Marcus Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Marcus Capital charge?","answer":"Marcus Capital charges 1.00% a year for its Investment advisory. The fee is negotiable and requires an account of at least $500,000.","source":"MARCUS CAPITAL DISCLOSURE BROCHURE, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Marcus Capital use?","answer":"Marcus Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $34.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Marcus Capital have?","answer":"Marcus Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Marcus Capital invest in?","answer":"At the end of its last fiscal year, Marcus Capital’s separately managed accounts held 69% exchange-traded equities, 29% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Marcus Capital have a minimum investment?","answer":"Yes, Marcus Capital’s minimum account size for its Investment advisory is $500K.","source":"MARCUS CAPITAL DISCLOSURE BROCHURE, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Marcus Capital?","answer":"Marcus Capital’s direct owner is Daniel Marcus (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Marcus Capital get paid?","answer":"Marcus Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Marcus Capital?","answer":"Marcus Capital’s main office is at One Northfield Plaza, Suite 222, Northfield, IL 60093. Its phone number is 847-313-4326. Its website is marcuscapital.net.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}