M3 Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
M3 Wealth Management reports 486 clients. They include 426 individual clients and 60 high-net-worth individuals. Of its assets, 100.0% ($160M across 858 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 44% |
| High-net-worth individuals | 12% | 56% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 426 | $70.2M | 43.8% | $165K |
| High-net-worth individuals | 60 | $90M | 56.2% | $1.5M |
| Total | 486 | $160M | 100% | $330K |
- Clients
- 426
- Regulatory AUM
- $70.2M
- AUM share
- 43.8%
- Avg. per client
- $165K
- Clients
- 60
- Regulatory AUM
- $90M
- AUM share
- 56.2%
- Avg. per client
- $1.5M
Total
- Clients
- 486
- Regulatory AUM
- $160M
- AUM share
- 100%
- Avg. per client
- $330K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
M3 Wealth Management charges 1.00%–1.50% a year for its Investment management services. The fee is billed in arrears and is negotiable.
Fee details and sources
Michael Donnellan owns 50% to 75% of M3 Wealth Management. The leadership team of M3 Wealth Management includes Chief Compliance Officer Jonathan Kasting. It has 3 employees, 2 of them in advisory roles.
Leadership
- Jonathan KastingChief Compliance Officer
- Michael DonnellanMember and Manager
- Mark PinzoneMember and Manager
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
- 1 insurance agent
- Owns 50% to 75% of M3 Wealth Management, LLC
Michael Donnellan
Control person · since March 2025
- Owns 50% to 75% of M3 Wealth Management, LLC
Mark Pinzone
Control person · since March 2025
M3 Wealth Management’s regulatory assets grew Infinity× from $0 (May 2025) to $160M (February 2026); employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $160M | 486 | 3 | 1 |
| May 2025 | $0 | 0 | 3 | 1 |
Besides its headquarters, M3 Wealth Management has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 17601 W. 130th Street, Suite 1, North RoyaltonHQ
Contact and registration details
- Legal name
- M3 Wealth Management, LLC
- Headquarters
- 17601 W. 130th Street, Suite 1, North Royalton, OH 44133
- Website
- m3wealthmanagement.com
- Phone
- 440-652-6370
- SEC file
- 801-132477
- Structure
- Ohio LLC
- Fiscal year end
- December
M3 Wealth Management uses Charles Schwab ($160M) as custodian for its separately managed accounts. M3 Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $160M100%
At year end, M3 Wealth Management’s separately managed accounts were mostly in stocks (51%) and funds (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $154M across 35 positions; the largest are SPDR Series Trust (8.6%), Invesco Exchange Traded FD T (8.4%) and Vanguard Specialized Funds (8.3%).
What the accounts hold
- Stocks51%
- Funds27%
- Bonds19%
- Cash3%
Reported 13F holdings
- $154M
- Reported 13F value
- 35
- Positions
- 50.9%
- In the 10 largest
- +18.6%
- Value vs. prior quarter
- SPDR Series Trust · ST Str PR Sp15008.6%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt8.4%
- Vanguard Specialized Funds · Div App ETF8.3%
- GE Vernova Inc.4.7%
- Alphabet Inc. · Cap Stk CL A4.7%
- Vanguard Intl Equity Index F · Allwrld EX US3.5%
- Vanguard Index Fds · Mid Cap ETF3.4%
- iShares TR · Core S&P Scp ETF3.3%
- Apple Inc.3.1%
- Johnson & Johnson3.0%
Together, the ten largest are 50.9% of reported value.
How many clients does M3 Wealth Management have?
M3 Wealth Management has 486 clients and manages $160 million for them, as of February 2026. They include 426 individual clients and 60 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does M3 Wealth Management offer?
M3 Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does M3 Wealth Management charge?
M3 Wealth Management charges 1.00%–1.50% a year for its Investment management services. The fee is billed in arrears and is negotiable.
Source: M3 WEALTH MANAGEMENT ADV PART 2A, filed 24 February 2026
Which custodians does M3 Wealth Management use?
M3 Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $160M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does M3 Wealth Management have?
M3 Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does M3 Wealth Management invest in?
At the end of its last fiscal year, M3 Wealth Management’s separately managed accounts held 51% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 19% U.S. government and agency bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns M3 Wealth Management?
M3 Wealth Management’s direct owners are Michael Donnellan (50% to 75%) and Mark Pinzone (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does M3 Wealth Management get paid?
M3 Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact M3 Wealth Management?
M3 Wealth Management’s main office is at 17601 W. 130th Street, Suite 1, North Royalton, OH 44133. Its phone number is 440-652-6370. Its website is m3wealthmanagement.com.