{"url":"https://nivawealth.com/firms/m3-wealth-management-335612","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335612","regulatoryAum":160236028,"crd":"335612","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2052675","suffix":null,"lastName":"DONNELLAN","firstName":"MICHAEL","middleName":"JAMES"},{"crd":"2252556","suffix":null,"lastName":"Pinzone","firstName":"Mark","middleName":"Phillip"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-16","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":160236028,"clients":486,"employees":3,"offices":1}],"secFileNumber":"801-132477","legalName":"M3 Wealth Management, LLC","displayName":"M3 Wealth 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They include 426 individual clients and 60 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does M3 Wealth Management offer?","answer":"M3 Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does M3 Wealth Management charge?","answer":"M3 Wealth Management charges 1.00%–1.50% a year for its Investment management services. The fee is billed in arrears and is negotiable.","source":"M3 WEALTH MANAGEMENT ADV PART 2A, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does M3 Wealth Management use?","answer":"M3 Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $160M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does M3 Wealth Management have?","answer":"M3 Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does M3 Wealth Management invest in?","answer":"At the end of its last fiscal year, M3 Wealth Management’s separately managed accounts held 51% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 19% U.S. government and agency bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns M3 Wealth Management?","answer":"M3 Wealth Management’s direct owners are Michael Donnellan (50% to 75%) and Mark Pinzone (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does M3 Wealth Management get paid?","answer":"M3 Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact M3 Wealth Management?","answer":"M3 Wealth Management’s main office is at 17601 W. 130th Street, Suite 1, North Royalton, OH 44133. Its phone number is 440-652-6370. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}