Mark Pinzone has been Member and Manager of M3 Wealth Management since March 2025, is a control person of the firm and directly owns between 50% and 75% of it.
M3 Wealth Management, LLC is a North Royalton, OH firm with $160M under management, 486 clients and 2 advisers in one office, as of its February 2026 filing.
Mark Pinzone’s longest registration was 9 years at L.M. Kohn & Company (2015–2025). Before joining M3 Wealth Management in 2025, Mark Pinzone was registered through L.M. Kohn & Company and Primesolutions Securities, Inc.
- M3 Wealth ManagementCurrent– present · 1 yearNorth Royalton, OH · Adviser representative · Firm CRD 335612
- L.M. Kohn & Company– · 9 yearsNorth Royalton, OH · Adviser representative · Firm CRD 27913
- Primesolutions Securities, Inc.– · under a yearStrongsville, OH · Adviser representative · Firm CRD 46017
Investment adviser representative registrations
Mark Pinzone is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2025; the most recent is Texas, in January 2026.
- OhioSince 16 May 2025
- TexasResidentSince 27 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 2002 |
| Series 7 | General Securities Representative Examination | 12 April 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 July 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Phillip Pinzone
- CRD
- 2252556
- Firm
- M3 Wealth Management · CRD 335612
- Role
- Member and Manager
- Office
- 17601 W. 130TH STREET, SUITE 1, North Royalton, OH 44133
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Pinzone work?
Mark Pinzone has been Member and Manager of M3 Wealth Management, LLC since March 2025, and is a control person of the firm.
Is Mark Pinzone a financial advisor?
Yes. Mark Pinzone has a current investment-adviser registration in Ohio and Texas, through M3 Wealth Management since May 2025.
How many years of experience does Mark Pinzone have?
Mark Pinzone has 33 years in the financial industry, since September 1993, across 3 adviser firms.
What exams has Mark Pinzone passed?
Mark Pinzone has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1992. FINRA credited Mark Pinzone with the SIE, which began in October 2018.
Where did Mark Pinzone work before M3 Wealth Management?
Before M3 Wealth Management, Mark Pinzone was registered through Primesolutions Securities, Inc., March 2015 to November 2015.
Where is Mark Pinzone based?
Mark Pinzone’s registered office is in North Royalton, OH.
Is Mark Pinzone registered with FINRA?
Yes. Mark Pinzone has a current broker registration, under CRD 2252556.
Source: FINRA BrokerCheck
How can I verify Mark Pinzone’s record?
Search CRD 2252556 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Pinzone’s full registration record.