Loretta Nolan Associates provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Loretta Nolan Associates reports 56 clients. They include 40 high-net-worth individuals and 16 individual clients. Of its assets, 2.0% ($2.67M across 8 accounts) are managed with discretion; $133M across 118 accounts are not. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 29% | 2% |
| High-net-worth individuals | 71% | 98% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 16 | $2.22M | 1.6% | $139K |
| High-net-worth individuals | 40 | $134M | 98.4% | $3.34M |
| Total | 56 | $136M | 100% | $2.43M |
- Clients
- 16
- Regulatory AUM
- $2.22M
- AUM share
- 1.6%
- Avg. per client
- $139K
- Clients
- 40
- Regulatory AUM
- $134M
- AUM share
- 98.4%
- Avg. per client
- $3.34M
Total
- Clients
- 56
- Regulatory AUM
- $136M
- AUM share
- 100%
- Avg. per client
- $2.43M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Loretta Nolan Associates charges 0.50%–1.25% a year for its Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consulting is billed hourly from $100 to $425, with no minimum fee.
- Income tax planning and preparation
- Income tax planning and preparation is billed hourly from $100 to $400.
Loretta Nolan owns 75% or more of Loretta Nolan Associates. The leadership team of Loretta Nolan Associates includes Chief Compliance Officer Loretta Nolan. It has 1 employee.
Leadership
Loretta NolanManaging Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Loretta Nolan Associates, LLC
Loretta Nolan
Control person · since July 1997
Loretta Nolan Associates’ regulatory assets grew from $122M (June 2025) to $136M (January 2026); clients were 56 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $136M | 56 | 1 | 1 |
| June 2025 | $122M | 56 | 1 | 1 |
Besides its headquarters, Loretta Nolan Associates has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 13 Arcadia Road, Suite 10, Old GreenwichHQ
Contact and registration details
- Legal name
- Loretta Nolan Associates, LLC
- Headquarters
- 13 Arcadia Road, Suite 10, Old Greenwich, CT 06870
- Website
- Not reported
- Phone
- 203-637-1402
- SEC file
- 801-133789
- Structure
- Connecticut LLC
- Fiscal year end
- December
Loretta Nolan Associates uses Charles Schwab ($134M) as custodian for its separately managed accounts. Loretta Nolan Associates does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $134M100%
At year end, Loretta Nolan Associates’ separately managed accounts were largely in stocks (34%) and cash (34%).
What the accounts hold
- Stocks34%
- Funds5%
- Bonds27%
- State and local bonds24%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash34%
How many clients does Loretta Nolan Associates have?
Loretta Nolan Associates has 56 clients and manages $136 million for them, as of January 2026. They include 40 high-net-worth individuals and 16 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 January 2026
What services does Loretta Nolan Associates offer?
Loretta Nolan Associates provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Loretta Nolan Associates charge?
Loretta Nolan Associates charges 0.50%–1.25% a year for its Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Source: LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026), filed 17 January 2026
Which custodians does Loretta Nolan Associates use?
Loretta Nolan Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $134M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 January 2026
How many financial advisors does Loretta Nolan Associates have?
Loretta Nolan Associates has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Loretta Nolan Associates invest in?
At the end of its last fiscal year, Loretta Nolan Associates’ separately managed accounts held 34% exchange-traded equities, 34% cash and equivalents, 24% state and local bonds, 5% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Loretta Nolan Associates have a minimum investment?
Yes, Loretta Nolan Associates’ minimum account size for its Portfolio Management is $1M.
Source: LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026), filed 17 January 2026
Who owns Loretta Nolan Associates?
Loretta Nolan Associates’ direct owner is Loretta Nolan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 January 2026
How does Loretta Nolan Associates get paid?
Loretta Nolan Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Loretta Nolan Associates?
Loretta Nolan Associates’ main office is at 13 Arcadia Road, Suite 10, Old Greenwich, CT 06870. Its phone number is 203-637-1402.