{"url":"https://nivawealth.com/firms/loretta-nolan-associates-126468","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126468","regulatoryAum":135810434,"crd":"126468","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1127878","suffix":null,"lastName":"NOLAN","firstName":"LORETTA","middleName":"CRANE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-06","regulatoryAum":121560698,"clients":56,"employees":1,"offices":1},{"filedOn":"2026-01-18","regulatoryAum":135810434,"clients":56,"employees":1,"offices":1}],"secFileNumber":"801-133789","legalName":"Loretta Nolan Associates, LLC","displayName":"Loretta Nolan Associates","slug":"loretta-nolan-associates-126468","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Connecticut limited liability company","fiscalYearEnd":"December","headquarters":{"street":"13 Arcadia Road, Suite 10","city":"Old Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06870"},"tradeNames":[],"registration":{"secApproved":"30 June 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2425186.3214285714,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":135810434,"discretionary":2668027,"discretionaryAccounts":8,"nonDiscretionary":133142407,"nonDiscretionaryAccounts":118,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":9},"clientTypes":[{"label":"Individuals (other than HNW)","clients":16,"regulatoryAum":2220901},{"label":"High-net-worth individuals","clients":40,"regulatoryAum":133589533}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002413","versionId":1002413,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-17","documentName":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026)","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting is billed hourly from $100 to $425, with no minimum fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002413","versionId":1002413,"submittedOn":"2026-01-17","documentName":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026)"},{"role":"other","program":"Income tax planning and preparation","summary":"Income tax planning and preparation is billed hourly from $100 to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002413","versionId":1002413,"submittedOn":"2026-01-17","documentName":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:51:25.077838+00:00","documents":[{"name":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002413","versionId":1002413,"submittedOn":"2026-01-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":133810434}],"custodyNote":"Loretta Nolan Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Loretta Nolan","title":"Managing Member/Chief Compliance Officer","crd":"1127878"}],"ownership":[{"label":"Loretta Nolan","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since July 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"13 Arcadia Road, Suite 10","city":"Old Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-637-1402","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":24},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":34}],"privateFunds":0},"sources":{"adv1FilingDate":"18 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/126468/PDF/126468.pdf","brochureDate":"17 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002413","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Loretta Nolan Associates have?","answer":"Loretta Nolan Associates has 56 clients and manages $136 million for them, as of January 2026. They include 40 high-net-worth individuals and 16 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Loretta Nolan Associates offer?","answer":"Loretta Nolan Associates provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Loretta Nolan Associates charge?","answer":"Loretta Nolan Associates charges 0.50%–1.25% a year for its Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026), filed 17 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Loretta Nolan Associates use?","answer":"Loretta Nolan Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $134M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Loretta Nolan Associates have?","answer":"Loretta Nolan Associates has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Loretta Nolan Associates invest in?","answer":"At the end of its last fiscal year, Loretta Nolan Associates’ separately managed accounts held 34% exchange-traded equities, 34% cash and equivalents, 24% state and local bonds, 5% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Loretta Nolan Associates have a minimum investment?","answer":"Yes, Loretta Nolan Associates’ minimum account size for its Portfolio Management is $1M.","source":"LORETTA NOLAN ASSOCIATES FORM ADV PART 2A (JANUARY 17, 2026), filed 17 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Loretta Nolan Associates?","answer":"Loretta Nolan Associates’ direct owner is Loretta Nolan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Loretta Nolan Associates get paid?","answer":"Loretta Nolan Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Loretta Nolan Associates?","answer":"Loretta Nolan Associates’ main office is at 13 Arcadia Road, Suite 10, Old Greenwich, CT 06870. Its phone number is 203-637-1402.","source":"Form ADV Part 1A, Item 1.F, filed 18 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}