Loretta Nolan has been Managing Member/Chief Compliance Officer of Loretta Nolan Associates since July 1997, is a control person of the firm and directly owns 75% or more of it.
Loretta Nolan Associates, LLC is an Old Greenwich, CT firm with $136M under management, 56 clients and 1 adviser in one office, as of its January 2026 filing.
Loretta Nolan is President of Loretta Nolan Associates, LLC, based in Old Greenwich, CT. She lectures on retirement planning and separation package issues to corporations and outplacement firms and has lectured at Iona University. She is a past president of the Estate Planning Council of Lower Fairfield County and a member of Connections, a community leadership organization in Greenwich, CT.
- – present · 29 yearsOld Greenwich, CT · Adviser representative · Firm CRD 126468
Professional designations
Listed by Loretta Nolan Associates
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Estate Planner (AEP)
Investment adviser representative registrations
Loretta Nolan is registered as an investment adviser representative in 2 states. The first approvals date from July 1997; the most recent is New York, in April 2021.
- ConnecticutSince 31 July 1997
- New YorkSince 14 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 1986 |
| Series 7 | General Securities Representative Examination | 17 September 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 June 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Loretta Crane Nolan
- CRD
- 1127878
- Firm
- Loretta Nolan Associates · CRD 126468
- Role
- Managing Member/Chief Compliance Officer
- Office
- 13 ARCADIA ROAD, SUITE 7B, Old Greenwich, CT 06870
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lorettanolan.com
Where does Loretta Nolan work?
Loretta Nolan has been Managing Member/Chief Compliance Officer of Loretta Nolan Associates, LLC since July 1997, and is a control person of the firm.
Is Loretta Nolan a financial advisor?
Yes. Loretta Nolan has a current investment-adviser registration in Connecticut and New York, through Loretta Nolan Associates since July 1997.
How many years of experience does Loretta Nolan have?
Loretta Nolan has 29 years in the financial industry, since July 1997, across 1 adviser firm.
What exams has Loretta Nolan passed?
Loretta Nolan has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in June 1983.
Where is Loretta Nolan based?
Loretta Nolan’s registered office is in Old Greenwich, CT.
Is Loretta Nolan registered with FINRA?
No. Loretta Nolan has no current broker registration.
Is Loretta Nolan a CFP?
Loretta Nolan Associates lists Loretta Nolan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: LORETTA NOLAN, CFP®, AEP biography, lorettanolan.com
How can I verify Loretta Nolan’s record?
Search CRD 1127878 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Loretta Nolan’s full registration record.