Lloyd Park provides portfolio management for individuals and small businesses.
Lloyd Park reports 97 clients. They include 97 high-net-worth individuals. Of its assets, 100.0% ($168M across 12 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 100% | 97% |
| Charitable organizations | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $409K | 0.2% | — |
| High-net-worth individuals | 97 | $163M | 97.0% | $1.68M |
| Charitable organizations | Fewer than 5 | $4.6M | 2.7% | — |
| Total | 97 | $168M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $409K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 97
- Regulatory AUM
- $163M
- AUM share
- 97.0%
- Avg. per client
- $1.68M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.6M
- AUM share
- 2.7%
- Avg. per client
- —
Total
- Clients
- 97
- Regulatory AUM
- $168M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Lloyd Park charges up to 1.00% a year for its Asset-Based Fees. The fee is billed in arrears and is negotiable.
Fee details and sources
Richard Ford owns 75% or more of Lloyd Park. The leadership team of Lloyd Park includes Chief Compliance Officer Gery Sadzewicz. It has 1 employee.
Leadership
- Gery SadzewiczChief Compliance Officer
- Julia CormierPartner
- Richard FordManaging Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Lloyd Park, LLC
Richard Ford
Control person · since October 2014
- Owns 10% to 25% of Lloyd Park, LLC
Julia Cormier
since July 2022
Lloyd Park’s regulatory assets grew from $130M (March 2021) to $168M (February 2026); clients rose from 6 to 97 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $168M | 97 | 1 | 1 |
| March 2025 | $167M | 7 | 1 | 1 |
| February 2024 | $166M | 6 | 1 | 1 |
| March 2023 | $118M | 7 | 2 | 1 |
| January 2022 | $152M | 6 | 3 | 1 |
| March 2021 | $130M | 6 | 1 | 1 |
Besides its headquarters, Lloyd Park has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Lloyd Park, LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 846-635-3951
- SEC file
- 801-111890
- Structure
- Delaware LLC
- Fiscal year end
- December
Lloyd Park uses Charles Schwab ($143M, 89%) and Goldman Sachs & Co. ($17.5M, 11%) as custodians for its separately managed accounts. Lloyd Park does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $143M89%
- Goldman Sachs & Co.Goldman Sachs & Co. LLC · New York, NY · $17.5M11%
At year end, Lloyd Park’s separately managed accounts were mostly in stocks (50%) and funds (23%).
What the accounts hold
- Stocks50%
- Funds23%
- Bonds18%
- U.S. government and agency bonds14%
- State and local bonds2%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash8%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Lloyd Park have?
Lloyd Park has 97 clients and manages $168 million for them, as of February 2026. They include 97 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026
What services does Lloyd Park offer?
Lloyd Park provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Lloyd Park charge?
Lloyd Park charges up to 1.00% a year for its Asset-Based Fees. The fee is billed in arrears and is negotiable.
Which custodians does Lloyd Park use?
Lloyd Park’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $143M and Goldman Sachs & Co. LLC (New York, NY), with $17.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026
How many financial advisors does Lloyd Park have?
Lloyd Park has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lloyd Park invest in?
At the end of its last fiscal year, Lloyd Park’s separately managed accounts held 50% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 14% U.S. government and agency bonds, 8% cash and equivalents, 2% state and local bonds, 1% investment grade corporate bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lloyd Park?
Lloyd Park’s direct owners are Richard Ford (75% or more) and Julia Cormier (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 February 2026
How does Lloyd Park get paid?
Lloyd Park is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lloyd Park?
Its phone number is 846-635-3951.