Julia Cormier has been Partner of Lloyd Park since July 2022, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Lloyd Park, LLC is a firm with $168M under management, 97 clients and 1 adviser in one office, as of its February 2026 filing.
- Vennwell, LLC– · 1 yearLake Forest, IL · Adviser representative · Firm CRD 120845
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 1 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 August 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1999 |
| Series 3 | National Commodity Futures Examination | 1 September 1993 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 25 August 1993 |
| Series 7 | General Securities Representative Examination | 19 July 1993 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Full name
- Julia Elizabeth Cormier
- CRD
- 2370014
- Firm
- Lloyd Park · CRD 174032
- Role
- Partner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Julia Cormier work?
Julia Cormier has been Partner of Lloyd Park, LLC since July 2022.
Does Julia Cormier have a current investment-adviser registration?
Julia Cormier has no current investment-adviser or broker registration.
What exams has Julia Cormier passed?
Julia Cormier has passed 6 licensing exams: the Series 7, Series 8, Series 3, Series 63, Series 66 and Series 7TO. The earliest, the Series 7, was passed in July 1993. FINRA credited Julia Cormier with the SIE, which began in October 2018.
Where was Julia Cormier previously registered as an investment adviser?
Julia Cormier has past investment-adviser registrations through Vennwell, LLC, August 2004 to December 2005, across 1 firm.
Is Julia Cormier registered with FINRA?
No. Julia Cormier has no current broker registration.
How can I verify Julia Cormier’s record?
Search CRD 2370014 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Julia Cormier’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Richard FordManaging Member