Livelsberger, Lynn Louis provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Livelsberger, Lynn Louis reports 380 clients. They include 365 individual clients, 8 pension and profit-sharing plans, and 6 high-net-worth individuals. Of its assets, 98.7% ($174M across 293 accounts) are managed with discretion; $2.36M across 87 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 96% | 78% |
| High-net-worth individuals | 2% | 16% |
| Pension and profit-sharing plans | 2% | 5% |
| Charitable organizations | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 365 | $138M | 78.0% | $377K |
| High-net-worth individuals | 6 | $28M | 15.9% | $4.67M |
| Pension and profit-sharing plans | 8 | $8.94M | 5.1% | $1.12M |
| Charitable organizations | Fewer than 5 | $1.79M | 1.0% | $1.79M |
| Total | 380 | $176M | 100% | — |
- Clients
- 365
- Regulatory AUM
- $138M
- AUM share
- 78.0%
- Avg. per client
- $377K
- Clients
- 6
- Regulatory AUM
- $28M
- AUM share
- 15.9%
- Avg. per client
- $4.67M
- Clients
- 8
- Regulatory AUM
- $8.94M
- AUM share
- 5.1%
- Avg. per client
- $1.12M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.79M
- AUM share
- 1.0%
- Avg. per client
- $1.79M
Total
- Clients
- 380
- Regulatory AUM
- $176M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Livelsberger, Lynn Louis charges 1.00%–2.00% a year for its Asset-based management fee. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consulting beyond assets under management is charged at a flat $75.00 per hour, paid in arrears.
Lynn Livelsberger owns 75% or more of Livelsberger, Lynn Louis. The leadership team of Livelsberger, Lynn Louis includes Chief Compliance Officer Lynn Livelsberger. It has 4 employees, 1 of them in advisory roles.
Leadership
- Lynn LivelsbergerOwner/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 1 in advisory functions
- 1 state-registered rep
- 2 insurance agents
- Owns 75% or more of Livelsberger, Lynn Louis
Lynn Livelsberger
Control person · since January 1990
Livelsberger, Lynn Louis’ regulatory assets grew from $139M (March 2021) to $176M (March 2026); clients fell from 400 to 380 and employees from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $176M | 380 | 4 | 1 |
| April 2025 | $161M | 379 | 5 | 1 |
| March 2024 | $141M | 547 | 4 | 1 |
| February 2023 | $160M | 568 | 5 | 1 |
| March 2022 | $137M | 375 | 5 | 1 |
| March 2021 | $139M | 400 | 6 | 1 |
Besides its headquarters, Livelsberger, Lynn Louis has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 122 West Washington Street, Suite D, AshlandHQ
Contact and registration details
- Legal name
- Livelsberger, Lynn Louis
- Headquarters
- 122 West Washington Street, Suite D, Ashland, OH 44805
- Website
- livelsbergerfinancial.com
- Phone
- 419-289-7165
- SEC file
- 801-118391
- Structure
- Ohio sole proprietorship
- Fiscal year end
- December
Livelsberger, Lynn Louis uses Charles Schwab ($161M) as custodian for its separately managed accounts. Livelsberger, Lynn Louis has custody of $79.7M in client assets for 326 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $161M100%
At year end, Livelsberger, Lynn Louis’ separately managed accounts were mostly in funds (80%) and cash (15%).
What the accounts hold
- Stocks5%
- Funds80%
- Cash15%
How many clients does Livelsberger, Lynn Louis have?
Livelsberger, Lynn Louis has 380 clients and manages $176 million for them, as of March 2026. They include 365 individual clients, 8 pension and profit-sharing plans, and 6 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Livelsberger, Lynn Louis offer?
Livelsberger, Lynn Louis provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Livelsberger, Lynn Louis charge?
Livelsberger, Lynn Louis charges 1.00%–2.00% a year for its Asset-based management fee. The fee is billed in advance and is negotiable.
Source: LIVELSBERGER FINANCIAL ADVISORY, filed 18 March 2026
Which custodians does Livelsberger, Lynn Louis use?
Livelsberger, Lynn Louis’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $161M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Livelsberger, Lynn Louis have?
Livelsberger, Lynn Louis has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Livelsberger, Lynn Louis invest in?
At the end of its last fiscal year, Livelsberger, Lynn Louis’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 5% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Livelsberger, Lynn Louis?
Livelsberger, Lynn Louis’ direct owner is Lynn Livelsberger (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Livelsberger, Lynn Louis get paid?
Livelsberger, Lynn Louis is paid through a percentage of assets under management, hourly charges and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Livelsberger, Lynn Louis registered with the SEC?
Yes, Livelsberger, Lynn Louis has been registered with the SEC as an investment adviser since 3 April 2020. Its CRD number is 117665 and its SEC file number is 801-118391.
Source: Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record
How do I contact Livelsberger, Lynn Louis?
Livelsberger, Lynn Louis’ main office is at 122 West Washington Street, Suite D, Ashland, OH 44805. Its phone number is 419-289-7165. Its website is livelsbergerfinancial.com.