{"url":"https://nivawealth.com/firms/livelsberger-lynn-louis-117665","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117665","regulatoryAum":176353803,"crd":"117665","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1370517","suffix":null,"lastName":"LIVELSBERGER","firstName":"LYNN","middleName":"LOUIS"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":139497800,"clients":400,"employees":6,"offices":1},{"filedOn":"2022-03-14","regulatoryAum":137450878,"clients":375,"employees":5,"offices":1},{"filedOn":"2023-02-28","regulatoryAum":160044406,"clients":568,"employees":5,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":141103850,"clients":547,"employees":4,"offices":1},{"filedOn":"2025-04-18","regulatoryAum":160941461,"clients":379,"employees":5,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":176353803,"clients":380,"employees":4,"offices":1}],"secFileNumber":"801-118391","legalName":"Livelsberger, Lynn Louis","displayName":"Livelsberger, Lynn Louis","slug":"livelsberger-lynn-louis-117665","website":"https://livelsbergerfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"122 West Washington Street, Suite D","city":"Ashland","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44805"},"tradeNames":[],"registration":{"secApproved":"3 April 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":446413.74393531,"staff":{"employees":4,"advisory":1,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":176353803,"discretionary":173989082,"discretionaryAccounts":293,"nonDiscretionary":2364721,"nonDiscretionaryAccounts":87,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":365,"regulatoryAum":137607451},{"label":"High-net-worth individuals","clients":6,"regulatoryAum":28012048},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":8941559},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1792745}],"feePrograms":[{"role":"main","program":"Asset-based management fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020872","versionId":1020872,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-18","documentName":"LIVELSBERGER FINANCIAL ADVISORY","fee_rate_low":1,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting beyond assets under management is charged at a flat $75.00 per hour, paid in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020872","versionId":1020872,"submittedOn":"2026-03-18","documentName":"LIVELSBERGER FINANCIAL ADVISORY"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:26:07.739943+00:00","documents":[{"name":"LIVELSBERGER FINANCIAL ADVISORY","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020872","versionId":1020872,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":160725843}],"custodyNote":"Livelsberger, Lynn Louis has custody of $79.7M in client assets for 326 clients.","leadership":[{"name":"Lynn Livelsberger","title":"Owner/Chief Compliance Officer","crd":"1370517"}],"ownership":[{"label":"Lynn Livelsberger","detail":"Owner/chief compliance officer in the 75% or more ownership band and a control person, since January 1990."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"122 West Washington Street, Suite D","city":"Ashland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"419-289-7165","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":80},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/117665/PDF/117665.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020872","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Livelsberger, Lynn Louis have?","answer":"Livelsberger, Lynn Louis has 380 clients and manages $176 million for them, as of March 2026. They include 365 individual clients, 8 pension and profit-sharing plans, and 6 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Livelsberger, Lynn Louis offer?","answer":"Livelsberger, Lynn Louis provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Livelsberger, Lynn Louis charge?","answer":"Livelsberger, Lynn Louis charges 1.00%–2.00% a year for its Asset-based management fee. The fee is billed in advance and is negotiable.","source":"LIVELSBERGER FINANCIAL ADVISORY, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Livelsberger, Lynn Louis use?","answer":"Livelsberger, Lynn Louis’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $161M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Livelsberger, Lynn Louis have?","answer":"Livelsberger, Lynn Louis has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Livelsberger, Lynn Louis invest in?","answer":"At the end of its last fiscal year, Livelsberger, Lynn Louis’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 5% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Livelsberger, Lynn Louis?","answer":"Livelsberger, Lynn Louis’ direct owner is Lynn Livelsberger (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Livelsberger, Lynn Louis get paid?","answer":"Livelsberger, Lynn Louis is paid through a percentage of assets under management, hourly charges and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Livelsberger, Lynn Louis registered with the SEC?","answer":"Yes, Livelsberger, Lynn Louis has been registered with the SEC as an investment adviser since 3 April 2020. Its CRD number is 117665 and its SEC file number is 801-118391.","source":"Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Livelsberger, Lynn Louis?","answer":"Livelsberger, Lynn Louis’ main office is at 122 West Washington Street, Suite D, Ashland, OH 44805. Its phone number is 419-289-7165. Its website is livelsbergerfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}