LexAurum Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 26–50 clients last fiscal year.
LexAurum Advisors reports 2,230 clients. They include 1,858 individual clients, 331 high-net-worth individuals, and 31 corporations and other businesses. Of its assets, 89.0% ($1.13B across 5,107 accounts) are managed with discretion; $139M across 492 accounts are not. Of its clients, 1% are outside the U.S. It advised 52 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 37% |
| High-net-worth individuals | 15% | 62% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,858 | $463M | 36.5% | $249K |
| High-net-worth individuals | 331 | $782M | 61.7% | $2.36M |
| Pension and profit-sharing plans | 1 | $25.1K | 0.0% | $25.1K |
| Charitable organizations | 9 | $11.2M | 0.9% | $1.24M |
| Corporations and other businesses | 31 | $10.9M | 0.9% | $353K |
| Total | 2,230 | $1.27B | 100% | $568K |
- Clients
- 1,858
- Regulatory AUM
- $463M
- AUM share
- 36.5%
- Avg. per client
- $249K
- Clients
- 331
- Regulatory AUM
- $782M
- AUM share
- 61.7%
- Avg. per client
- $2.36M
- Clients
- 1
- Regulatory AUM
- $25.1K
- AUM share
- 0.0%
- Avg. per client
- $25.1K
- Clients
- 9
- Regulatory AUM
- $11.2M
- AUM share
- 0.9%
- Avg. per client
- $1.24M
- Clients
- 31
- Regulatory AUM
- $10.9M
- AUM share
- 0.9%
- Avg. per client
- $353K
Total
- Clients
- 2,230
- Regulatory AUM
- $1.27B
- AUM share
- 100%
- Avg. per client
- $568K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 52
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
LexAurum Advisors charges 1.50%–2.00% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Fee details and sources
Peter Hughes owns 75% or more of LexAurum Advisors. The leadership team of LexAurum Advisors includes Chief Compliance Officer Jon Stanfield. It has 50 employees, 31 of them in advisory roles.
Leadership
- Jon StanfieldChief Compliance Officer
- Peter HughesCEO
- Timothy HawkinsMember
Investment adviser representatives
35 representatives listed in the SEC register as of 9 October 2026.
- Stephen Richard Armstrong
- Karen Kay Benefiel
- James W Boldt
- Michael Joe Carpenter
- Gary Martin Chidsey
- Andrew Firman Clark
- Travis Davidson
- Michael Allen Desantis
- Thomas William Doellman
- Kenneth Edward Donnelly
- George Peter Fields
- Bryce Lawten Grahn
- Kyle Michael Harsha
- Joseph Richard Hassen
- Timothy John Hawkins
- Peter Wellington Hughes
- Brandon David Johnson
- Todd Andrew Koenig
- Edna Kowitz
- Kelly C Kranstuber
- John Anthony Leis
- Michael Jay Murkins
- Joshua D Paletta
- Kris Alan Persinger
- Drew Rankin
- Richard Frederick Schaufert
- Virginia Bowling Shields
- Don Spicer JR
- Jon Michael Stanfield
- Linda Louise Stapf
- Erik Stern
- Rochelle Andrea Tocchini
- Matthew James Tooley
- Robert Alan Wiley
- Ian Robert Yarberry
Staff
- 50 employees
- 31 in advisory functions
- 28 state-registered reps
- 4 broker-dealer reps
- 18 insurance agents
- 1 soliciting firm
- Owns 75% or more of Lexaurum Advisors, LLC
Peter Hughes
Control person · since April 2016
- Owns 5% to 10% of Lexaurum Advisors, LLC
Timothy Hawkins
since January 2017
- Owns 5% to 10% of Lexaurum Advisors, LLC
Jon Stanfield
Control person · since September 2018
LexAurum Advisors’ regulatory assets grew 2.3× from $549M (June 2021) to $1.27B (July 2026); clients rose from 1,357 to 2,230 and employees from 39 to 50.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $1.27B | 2,230 | 50 | 24 |
| July 2025 | $1.01B | 1,869 | 45 | 21 |
| March 2024 | $784M | 1,702 | 42 | 20 |
| May 2023 | $604M | 1,462 | 42 | 22 |
| July 2022 | $676M | 1,307 | 35 | 20 |
| June 2021 | $549M | 1,357 | 39 | 21 |
Besides its headquarters, LexAurum Advisors has 23 offices (10 private residences, listed without an address), with 14 listed addresses across 8 states.
Ohio · 4 listed addresses
- 404 North Court Street, Medina
- 92 N. Court Street, Suite 101, Athens
- 879 Park Ave. W., Suite 110, Mansfield
- 1353 Market Ave N, Canton
Iowa · 2 listed addresses
- 1250 SW State Street, Suite E, Ankeny
- 5530 West Parkway, Suite 600, Johnston
Kansas · 2 listed addresses
- 16010 Metcalf Avenue, Suite 101, Overland ParkHQ
- 9732 Rosehill Road, Lenexa
Maryland · 2 listed addresses
- 10451 Mill Run Circle, Suite 400, Owings Mills
- 12990 Livestock Road, Sykesville
Colorado · 1 listed address
- 2650 W Belleview Ave, Suite D-100, Littleton
Missouri · 1 listed address
- 200 Ne Missouri Road, Lee'S Summit
Oklahoma · 1 listed address
- 3333 NW 63rd Street, Suite 108, Oklahoma City
Texas · 1 listed address
- 11 Pine Ridge Court, Fairfield
Other business names
LexAurum Advisors has reported 24 other business names to the SEC.
- Blue Sky Financial Management
- Capital Resource Group
- Carpenter and Associates
- Elemental Retirement Solutions
- Elemental Wealth Group
- Gameday Wealth Management
- Gemini Financial Advisors
- Grant Marshall Retirement & Wealth Planning
- Harsha Advisory Group
- Integrative Risk Management
- JR Hassen Wealth Management
- Kowitz Financial Group
Show all 24 names
- Kranstuber Wealth Management
- Lazor Insurance & Financial Services
- Money Matters Tax & Financial Services
- Navalis Wealth Managment
- Pascolo Private Wealth Management
- Persinger Planning
- Spicer Retirement Advisors
- Stapf Financial Services
- The Donnelly Company
- The Kirkwood Group
- Wealthcharter Retirement Planning
- Wiley Financial Services
Contact and registration details
- Legal name
- Lexaurum Advisors, LLC
- Headquarters
- 16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085
- Website
- lex-aurum.com
- Phone
- 913-261-9316
- @lexaurumadvisors
- SEC file
- 801-107738
- Structure
- Kansas LLC
- Fiscal year end
- December
LexAurum Advisors uses Charles Schwab ($1.11B, 92%) and SEI Investments Distribution ($102M, 8%) as custodians for its separately managed accounts. LexAurum Advisors has custody of $407M in client assets for 845 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.11B92%
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $102M8%
At year end, LexAurum Advisors’ separately managed accounts were mostly in stocks (68%) and funds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $866M across 423 positions; the largest are Goldman Sachs ETF TR (5.9%), J P Morgan Exchange Traded F (3.6%) and Goldman Sachs ETF TR (3.1%).
What the accounts hold
- Stocks68%
- Funds24%
- Bonds2%
- Cash6%
Reported 13F holdings
- $866M
- Reported 13F value
- 423
- Positions
- 28.6%
- In the 10 largest
- +12.3%
- Value vs. prior quarter
- Goldman Sachs ETF TR · Activebeta US LG5.9%
- J P Morgan Exchange Traded F · Ultra Shrt ETF3.6%
- Goldman Sachs ETF TR · Activebeta Int3.1%
- American Centy ETF TR · US EQT ETF3.0%
- Apple Inc.2.7%
- Pimco ETF TR · Multisector BD2.5%
- American Centy ETF TR · Avantis Core FI2.5%
- Sherwin Williams CO1.8%
- Vanguard Index Fds · Total Stk Mkt1.8%
- Berkshire Hathaway Inc. Del · CL A1.7%
Together, the ten largest are 28.6% of reported value.
How many clients does LexAurum Advisors have?
LexAurum Advisors has 2,230 clients and manages $1.27 billion for them, as of July 2026. They include 1,858 individual clients, 331 high-net-worth individuals, and 31 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does LexAurum Advisors offer?
LexAurum Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does LexAurum Advisors charge?
LexAurum Advisors charges 1.50%–2.00% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Source: LEXAURUM ADVISORS, LLC - ADV PART 2A (2/26/2026), filed 26 February 2026
Which custodians does LexAurum Advisors use?
LexAurum Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.11B and SEI Investments Distribution Co. (Oaks, PA), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does LexAurum Advisors have?
LexAurum Advisors has 28 investment adviser representatives registered with state securities authorities, out of 50 employees, and 31 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 18 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LexAurum Advisors invest in?
At the end of its last fiscal year, LexAurum Advisors’ separately managed accounts held 68% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 2% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LexAurum Advisors?
LexAurum Advisors’ direct owners are Peter Hughes (75% or more), Timothy Hawkins (5% to 10%) and Jon Stanfield (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does LexAurum Advisors get paid?
LexAurum Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is LexAurum Advisors registered with the SEC?
Yes, LexAurum Advisors has been registered with the SEC as an investment adviser since 10 May 2016. Its CRD number is 283653 and its SEC file number is 801-107738.
Source: Form ADV Part 1A, Item 1, filed 1 July 2026; IAPD firm record
How do I contact LexAurum Advisors?
LexAurum Advisors’ main office is at 16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085. Its phone number is 913-261-9316. Its website is lex-aurum.com.