Leicht Financial Planning and Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Leicht Financial Planning and Wealth Management reports 194 clients. They include 109 individual clients and 85 high-net-worth individuals. Of its assets, 100.0% ($237M across 197 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $237M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 17% |
| High-net-worth individuals | 44% | 82% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 109 | $39.2M | 16.5% | $360K |
| High-net-worth individuals | 85 | $195M | 82.3% | $2.3M |
| Pension and profit-sharing plans | Fewer than 5 | $523K | 0.2% | — |
| Charitable organizations | Fewer than 5 | $2.31M | 1.0% | — |
| Total | 194 | $237M | 100% | — |
- Clients
- 109
- Regulatory AUM
- $39.2M
- AUM share
- 16.5%
- Avg. per client
- $360K
- Clients
- 85
- Regulatory AUM
- $195M
- AUM share
- 82.3%
- Avg. per client
- $2.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $523K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.31M
- AUM share
- 1.0%
- Avg. per client
- —
Total
- Clients
- 194
- Regulatory AUM
- $237M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Leicht Financial Planning and Wealth Management charges 1.00%–2.00% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance, is negotiable and requires an account of at least $25,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 2.00% |
| $2M–$4M | 1.50% |
| $4M–$6M | 1.25% |
| $6M and above | 1.00% |
Fee details and sources
Other fees
- Financial Planning
- Annual fixed fee charged in advance for financial planning, ranging from $1,000 to $1,800 a year and not negotiable.
Andrew Leicht owns 75% or more of Leicht Financial Planning and Wealth Management. Andrew Leicht is CEO. It has 5 employees, 1 of them in advisory roles.
Leadership
Andrew LeichtChief Executive Officer/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 1 in advisory functions
- 1 state-registered rep
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Leicht Financial Planning and Wealth Management, Inc.
Andrew Leicht
Control person · since July 2014
Leicht Financial Planning and Wealth Management’s regulatory assets grew from $161M (March 2021) to $237M (March 2026); clients rose from 158 to 194 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $237M | 194 | 5 | 1 |
| March 2025 | $212M | 190 | 5 | 1 |
| March 2024 | $191M | 181 | 5 | 1 |
| March 2023 | $174M | 169 | 5 | 1 |
| May 2022 | $188M | 168 | 5 | 1 |
| March 2021 | $161M | 158 | 5 | 1 |
Besides its headquarters, Leicht Financial Planning and Wealth Management has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 900 Lanidex Plaza - Suite 110, ParsippanyHQ
Contact and registration details
- Legal name
- Leicht Financial Planning and Wealth Management, Inc.
- Headquarters
- 900 Lanidex Plaza - Suite 110, Parsippany, NJ 07054
- Website
- leichtwealth.com
- Phone
- 973-599-0400
- SEC file
- 801-79965
- Founded
- 2014
- Structure
- Florida corporation
- Fiscal year end
- December
Leicht Financial Planning and Wealth Management uses LPL Financial ($237M) as custodian for its separately managed accounts. Leicht Financial Planning and Wealth Management has custody of $178M in client assets for 112 clients.
- LPL FinancialLPL Financial LLC · Boston, MA · $237M100%
At year end, Leicht Financial Planning and Wealth Management’s separately managed accounts were mostly in funds (98%). Its reported 13F holdings for the quarter ended 30 June 2026 total $244M across 16 positions; the largest are SPDR Series Trust (20.9%), SPDR Series Trust (20.7%) and SPDR Series Trust (11.9%).
What the accounts hold
- Funds98%
- Cash2%
Reported 13F holdings
- $244M
- Reported 13F value
- 16
- Positions
- 93.7%
- In the 10 largest
- +10.7%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500grw20.9%
- SPDR Series Trust · ST Str P500val20.7%
- SPDR Series Trust · ST Inter ETF11.9%
- SPDR Index Shs Fds · ST Str PO EX ETF9.0%
- SPDR Series Trust · ST Str Sp600 Sml7.4%
- SPDR Series Trust · ST Inter BD ETF6.0%
- SPDR Series Trust · ST Str Backe ETF5.7%
- SPDR Index Shs Fds · ST Port Mark ETF4.9%
- SPDR Series Trust · ST Str Sp600grwo3.7%
- SPDR Series Trust · ST Str Sp600sm C3.5%
Together, the ten largest are 93.7% of reported value.
How many clients does Leicht Financial Planning and Wealth Management have?
Leicht Financial Planning and Wealth Management has 194 clients and manages $237 million for them, as of March 2026. They include 109 individual clients and 85 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Leicht Financial Planning and Wealth Management offer?
Leicht Financial Planning and Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Leicht Financial Planning and Wealth Management charge?
Leicht Financial Planning and Wealth Management charges 1.00%–2.00% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance, is negotiable and requires an account of at least $25,000.
Which custodians does Leicht Financial Planning and Wealth Management use?
Leicht Financial Planning and Wealth Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $237M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Leicht Financial Planning and Wealth Management have?
Leicht Financial Planning and Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Leicht Financial Planning and Wealth Management invest in?
At the end of its last fiscal year, Leicht Financial Planning and Wealth Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Leicht Financial Planning and Wealth Management have a minimum investment?
Yes, Leicht Financial Planning and Wealth Management’s minimum account size for its Asset Management is $25K.
Who owns Leicht Financial Planning and Wealth Management?
Leicht Financial Planning and Wealth Management’s direct owner is Andrew Leicht (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Leicht Financial Planning and Wealth Management get paid?
Leicht Financial Planning and Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Leicht Financial Planning and Wealth Management registered with the SEC?
Yes, Leicht Financial Planning and Wealth Management has been registered with the SEC as an investment adviser since 30 June 2014. Its CRD number is 171967 and its SEC file number is 801-79965.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Leicht Financial Planning and Wealth Management?
Leicht Financial Planning and Wealth Management’s main office is at 900 Lanidex Plaza - Suite 110, Parsippany, NJ 07054. Its phone number is 973-599-0400. Its website is leichtwealth.com.