{"url":"https://nivawealth.com/firms/leicht-financial-planning-and-wealth-management-171967","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171967","regulatoryAum":237406702,"crd":"171967","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2910209","suffix":null,"lastName":"LEICHT","firstName":"ANDREW","middleName":"JAMES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":160847262,"clients":158,"employees":5,"offices":1},{"filedOn":"2022-05-06","regulatoryAum":187755541,"clients":168,"employees":5,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":173668995,"clients":169,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":190526279,"clients":181,"employees":5,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":212110790,"clients":190,"employees":5,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":237406702,"clients":194,"employees":5,"offices":1}],"secFileNumber":"801-79965","legalName":"Leicht Financial Planning and Wealth Management, Inc.","displayName":"Leicht Financial Planning and Wealth Management","slug":"leicht-financial-planning-and-wealth-management-171967","website":"https://leichtwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/171967/7a54eadd012f41c7-r1.webp","tone":"light","width":593,"height":200,"sourceUrl":"https://www.leichtwealth.com","sourceLabel":"Leicht Financial Planning and Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/leicht-financial-planning-wealth-management/","founded":"2014","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"900 Lanidex Plaza - 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They include 109 individual clients and 85 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Leicht Financial Planning and Wealth Management offer?","answer":"Leicht Financial Planning and Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Leicht Financial Planning and Wealth Management charge?","answer":"Leicht Financial Planning and Wealth Management charges 1.00%–2.00% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance, is negotiable and requires an account of at least $25,000.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Leicht Financial Planning and Wealth Management use?","answer":"Leicht Financial Planning and Wealth Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $237M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Leicht Financial Planning and Wealth Management have?","answer":"Leicht Financial Planning and Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Leicht Financial Planning and Wealth Management invest in?","answer":"At the end of its last fiscal year, Leicht Financial Planning and Wealth Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Leicht Financial Planning and Wealth Management have a minimum investment?","answer":"Yes, Leicht Financial Planning and Wealth Management’s minimum account size for its Asset Management is $25K.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Leicht Financial Planning and Wealth Management?","answer":"Leicht Financial Planning and Wealth Management’s direct owner is Andrew Leicht (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Leicht Financial Planning and Wealth Management get paid?","answer":"Leicht Financial Planning and Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Leicht Financial Planning and Wealth Management registered with the SEC?","answer":"Yes, Leicht Financial Planning and Wealth Management has been registered with the SEC as an investment adviser since 30 June 2014. Its CRD number is 171967 and its SEC file number is 801-79965.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Leicht Financial Planning and Wealth Management?","answer":"Leicht Financial Planning and Wealth Management’s main office is at 900 Lanidex Plaza - Suite 110, Parsippany, NJ 07054. Its phone number is 973-599-0400. Its website is leichtwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/leicht-financial-planning-and-wealth-management-171967/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1710666/000171066626000005/0001710666-26-000005-index.html","totalValue":244067607,"positionCount":16,"top10Share":0.9372586916050683,"top10":[{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500GRW","cusip":"78464A409","value":51127884,"shares":429682,"shareType":"SH","priorValue":49433394,"priorShares":504886},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500VAL","cusip":"78464A508","value":50481893,"shares":830431,"shareType":"SH","priorValue":46445510,"priorShares":820882},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST INTER 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}