Andrew Leicht has been Chief Executive Officer/Chief Compliance Officer of Leicht Financial Planning and Wealth Management since July 2014, is a control person of the firm and directly owns 75% or more of it.
Leicht Financial Planning and Wealth Management, Inc. is a Parsippany, NJ firm with $237M under management, 194 clients and 1 adviser in one office, as of its March 2026 filing.
Andrew Leicht is Founder and Wealth Advisor of Leicht Financial Planning and Wealth Management. He has been guiding clients since 1997, covering retirement planning, investment strategy and wealth management for individuals and families.
Andrew Leicht’s longest registration is the current one, 12 years at Leicht Financial Planning and Wealth Management since 2014. Before joining Leicht Financial Planning and Wealth Management in 2014, Andrew Leicht was registered through Ameriprise Financial Services, Inc.
- – present · 12 yearsParsippany, NJ · Adviser representative · Firm CRD 171967
- Ameriprise Financial Services, Inc.– · 12 yearsParsippany, NJ · Adviser representative · Firm CRD 6363
Professional designations
Listed by Leicht Financial Planning and Wealth Management
- CFP®
- ChFC®
Investment adviser representative registrations
Andrew Leicht is registered as an investment adviser representative in 2 states. The first approvals date from August 2014; the most recent is Texas, in October 2021.
- New JerseySince 27 August 2014
- TexasSince 18 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 1997 |
| Series 7 | General Securities Representative Examination | 16 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew James Leicht
- CRD
- 2910209
- Firm
- Leicht Financial Planning and Wealth Management · CRD 171967
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 900 LANIDEX PLAZA - SUITE 110, Parsippany, NJ 07054
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- leichtwealth.com
Where does Andrew Leicht work?
Andrew Leicht has been Chief Executive Officer/Chief Compliance Officer of Leicht Financial Planning and Wealth Management, Inc. since July 2014, and is a control person of the firm.
Is Andrew Leicht a financial advisor?
Yes. Andrew Leicht has a current investment-adviser registration in New Jersey and Texas, through Leicht Financial Planning and Wealth Management since August 2014.
How many years of experience does Andrew Leicht have?
Andrew Leicht has 29 years in the financial industry, since July 1997, across 2 adviser firms.
What exams has Andrew Leicht passed?
Andrew Leicht has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 1997. FINRA credited Andrew Leicht with the SIE, which began in October 2018.
Where is Andrew Leicht based?
Andrew Leicht’s registered office is in Parsippany, NJ.
Is Andrew Leicht registered with FINRA?
Yes. Andrew Leicht has a current broker registration, under CRD 2910209.
Source: FINRA BrokerCheck
Is Andrew Leicht a CFP?
Leicht Financial Planning and Wealth Management lists Andrew Leicht with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Andrew Leicht’s record?
Search CRD 2910209 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Leicht’s full registration record.