Legacy Financial Advisors II provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Legacy Financial Advisors II reports 216 clients. They include 157 individual clients and 59 high-net-worth individuals. Of its assets, 67.9% ($94.6M across 344 accounts) are managed with discretion; $44.6M across 178 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 65% |
| High-net-worth individuals | 27% | 35% |
| Charitable organizations | 0% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 157 | $90.4M | 64.9% | $576K |
| High-net-worth individuals | 59 | $48.8M | 35.1% | $827K |
| Charitable organizations | Fewer than 5 | $2K | 0.0% | — |
| Total | 216 | $139M | 100% | — |
- Clients
- 157
- Regulatory AUM
- $90.4M
- AUM share
- 64.9%
- Avg. per client
- $576K
- Clients
- 59
- Regulatory AUM
- $48.8M
- AUM share
- 35.1%
- Avg. per client
- $827K
- Clients
- Fewer than 5
- Regulatory AUM
- $2K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 216
- Regulatory AUM
- $139M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Legacy Financial Advisors II charges up to 1.50% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is charged in arrears by the hour at $100 to $350 per hour, negotiable depending on the client situation.
Wesley Joiner owns 75% or more of Legacy Financial Advisors II. The leadership team of Legacy Financial Advisors II includes Chief Compliance Officer Wesley Joiner. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- Owns 75% or more of Legacy Financial Advisors II, LLC
Wesley Joiner
Control person · since June 2020
Legacy Financial Advisors II’s regulatory assets grew from $116M (June 2025) to $139M (February 2026); clients were 216 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $139M | 216 | 3 | 3 |
| Jun 2025June 2025 | $116M | 220 | 3 | 3 |
Besides its headquarters, Legacy Financial Advisors II has 2 offices (2 private residences, listed without an address), with 1 listed address with no US state reported.
Other business names
Legacy Financial Advisors II has reported 1 other business name to the SEC.
- Legacy Advisors
Contact and registration details
- Legal name
- Legacy Financial Advisors II, LLC
- Headquarters
- Not reported
- Website
- legacyfallc.com
- Phone
- 912-634-8338
- SEC file
- 801-134038
- Structure
- Georgia LLC
- Fiscal year end
- December
Legacy Financial Advisors II’s named custodian for separately managed accounts is Charles Schwab ($139M). Legacy Financial Advisors II has custody of $33.6M for 189 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $139M100%
At year end, Legacy Financial Advisors II’s separately managed accounts were mostly in funds (53%) and stocks (30%).
What the accounts hold
- Stocks30%
- Exchange-traded equities29%
- Non-exchange-traded equities1%
- Funds53%
- Registered funds52%
- Pooled vehicles1%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash15%
How many clients does Legacy Financial Advisors II have?
Legacy Financial Advisors II has 216 clients and manages $139 million for them, as of February 2026. They include 157 individual clients and 59 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Legacy Financial Advisors II offer?
Legacy Financial Advisors II provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Legacy Financial Advisors II charge?
Legacy Financial Advisors II charges up to 1.50% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Which custodians does Legacy Financial Advisors II use?
Legacy Financial Advisors II’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $139M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Legacy Financial Advisors II have?
Legacy Financial Advisors II has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Legacy Financial Advisors II invest in?
At the end of its last fiscal year, Legacy Financial Advisors II’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 15% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Legacy Financial Advisors II have a minimum investment?
Yes, Legacy Financial Advisors II’s minimum account size for its Portfolio Management is $250K.
Who owns Legacy Financial Advisors II?
Legacy Financial Advisors II’s direct owner is Wesley Joiner (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Legacy Financial Advisors II get paid?
Legacy Financial Advisors II is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Legacy Financial Advisors II?
Its phone number is 912-634-8338. Its website is legacyfallc.com.