Wesley Joiner has been Principal and Chief Compliance Officer of Legacy Financial Advisors II since June 2020, is a control person of the firm and directly owns 75% or more of it. Wesley Joiner holds a Bachelor's degree in Banking and Finance from the University of Georgia.
Legacy Financial Advisors II, LLC is a firm with $139M under management, 216 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Wesley Joiner is Principal of Legacy Financial Advisors. Before joining the firm, he worked in Winston-Salem, NC, as a Commercial Credit Officer at BB&T and developed a computer model to risk grade credit clients. At Legacy he created a trademarked Social Security Strategy tool, iMaximize Social Security. He also serves as President of Stanton Hospitality, a real estate development company.
Wesley Joiner’s longest registration is the current one, 6 years at Legacy Financial Advisors II since 2020. Before joining Legacy Financial Advisors II in 2020, Wesley Joiner was registered through First Allied Advisory Services, Inc. and Legacy Financial Advisors, LLC.
- Cetera Investment Advisers LLC– · 1 yearSaint Simons Island, GA · Adviser representative · Firm CRD 105644
- Legacy Financial AdvisorsCurrent– present · 6 yearsSaint Simons Island, GA · Adviser representative · Firm CRD 309156
- First Allied Advisory Services, Inc.– · under a yearSt. Simons Island, GA · Adviser representative · Firm CRD 137888
- Legacy Financial Advisors, LLC– · under a yearSaint Simons Island, GA · Adviser representative · Firm CRD 282141
Investment adviser representative registrations
Wesley Joiner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2020; the most recent is Texas, in December 2020.
- GeorgiaSince 20 May 2020
- TexasResidentSince 14 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 January 2013 |
| Series 66 | Uniform Combined State Law Examination | 27 October 2012 |
| Series 7 | General Securities Representative Examination | 29 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wesley R Joiner
- CRD
- 5732382
- Firm
- Legacy Financial Advisors II · CRD 309156
- Role
- Principal and Chief Compliance Officer
- Office
- Saint Simons Island, GA
- Registration
- Investment adviser registration
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- legacyfallc.com
Where does Wesley Joiner work?
Wesley Joiner has been Principal and Chief Compliance Officer of Legacy Financial Advisors II, LLC since June 2020, and is a control person of the firm.
Is Wesley Joiner a financial advisor?
Yes. Wesley Joiner has a current investment-adviser registration in Georgia and Texas, through Legacy Financial Advisors II since May 2020.
How many years of experience does Wesley Joiner have?
Wesley Joiner has 14 years in the financial industry, since September 2012, across 4 adviser firms.
What exams has Wesley Joiner passed?
Wesley Joiner has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2012. FINRA credited Wesley Joiner with the SIE, which began in October 2018.
Where did Wesley Joiner work before Legacy Financial Advisors II?
Before Legacy Financial Advisors II, Wesley Joiner was registered through Legacy Financial Advisors, LLC, January 2016 to December 2016.
Where is Wesley Joiner based?
Wesley Joiner’s registered office is in Saint Simons Island, GA.
Is Wesley Joiner registered with FINRA?
No. Wesley Joiner has no current broker registration.
How can I verify Wesley Joiner’s record?
Search CRD 5732382 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wesley Joiner’s full registration record.