William Joiner has been an investment adviser representative at Legacy Financial Advisors II since November 2020, and is not listed among the firm’s executive officers or direct owners.
Legacy Financial Advisors II, LLC is a firm with $139M under management, 216 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Bob Joiner is an Investment Advisor with Legacy Financial Advisors. He has practiced since 1992 and helps clients prepare for and transition to retirement. He worked for 14 years as a Senior Financial Advisor with AIG Valic, served 3 years as Vice President with the Merrill Lynch Global Private Client Group, and established Legacy Financial Advisors LLC in 2009.
William Joiner’s longest registration was 8 years at First Allied Advisory Services, Inc. (2012–2020). Before joining Legacy Financial Advisors II in 2020, William Joiner was registered through Cetera Investment Advisers LLC and Legacy Financial Advisors, LLC.
- Legacy Financial AdvisorsCurrent– present · 5 yearsSaint Simons Island, GA · Adviser representative · Firm CRD 309156
- Cetera Investment Advisers LLC– · under a yearSt. Simons Island, GA · Adviser representative · Firm CRD 105644
- Legacy Financial Advisors, LLC– · 1 yearSaint Simons Island, GA · Adviser representative · Firm CRD 282141
- First Allied Advisory Services, Inc.– · 8 yearsSt. Simons Island, GA · Adviser representative · Firm CRD 137888
- First Allied Securities, Inc.– · 3 yearsSt. Simons Island, GA · Adviser representative · Firm CRD 32444
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsSt. Simons, GA · Adviser representative · Firm CRD 7691
- Valic Financial Advisors, Inc.– · 7 yearsMacon, GA · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
William Joiner is registered as an investment adviser representative in Georgia, since November 2020.
- GeorgiaSince 6 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 May 2001 |
| Series 24 | General Securities Principal Examination | 12 January 2001 |
| Series 7 | General Securities Representative Examination | 19 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 October 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 May 1992 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Robert Joiner
- CRD
- 2232377
- Firm
- Legacy Financial Advisors II · CRD 309156
- Office
- Saint Simons Island, GA
- Registration
- Investment adviser registration
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- legacyfallc.com
Where does William Joiner work?
William Joiner is an investment adviser representative registered through Legacy Financial Advisors II, LLC since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is William Joiner a financial advisor?
Yes. William Joiner has a current investment-adviser registration in Georgia, through Legacy Financial Advisors II since November 2020.
How many years of experience does William Joiner have?
William Joiner has 34 years in the financial industry, since May 1992, across 7 adviser firms.
What exams has William Joiner passed?
William Joiner has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 65 and Series 99TO. The earliest, the Series 6, was passed in May 1992. FINRA credited William Joiner with the SIE, which began in October 2018.
Where did William Joiner work before Legacy Financial Advisors II?
Before Legacy Financial Advisors II, William Joiner was registered through Legacy Financial Advisors, LLC, December 2015 to December 2016; First Allied Securities, Inc., January 2009 to July 2012; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2006 to January 2009; Valic Financial Advisors, Inc., December 1998 to April 2006.
Where is William Joiner based?
William Joiner’s registered office is in Saint Simons Island, GA.
Is William Joiner registered with FINRA?
No. William Joiner has no current broker registration.
How can I verify William Joiner’s record?
Search CRD 2232377 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Joiner’s full registration record.