LCR Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters. Financial planning was provided to 1–10 clients last fiscal year. The firm advises 1 private fund.
LCR Wealth Management reports 78 clients. They include 43 high-net-worth individuals, 30 individual clients, and 2 corporations and other businesses. Nearly all assets ($152M across 186 accounts) are managed with discretion; $11.6K across 1 account is not. Of its clients, 7% are outside the U.S. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 38% | 4% |
| High-net-worth individuals | 55% | 93% |
| Pooled investment vehicles | 1% | <1% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 1% | 2% |
| Other client typesCorporations and other businesses | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 30 | $5.77M | 3.8% | $192K |
| High-net-worth individuals | 43 | $141M | 93.0% | $3.28M |
| Pooled investment vehicles | 1 | $1.09M | 0.7% | $1.09M |
| Pension and profit-sharing plans | Fewer than 5 | $11.6K | 0.0% | $11.6K |
| Charitable organizations | Fewer than 5 | $3M | 2.0% | $3M |
| Corporations and other businesses | Fewer than 5 | $755K | 0.5% | $378K |
| Total | 78 | $152M | 100% | — |
- Clients
- 30
- Regulatory AUM
- $5.77M
- AUM share
- 3.8%
- Avg. per client
- $192K
- Clients
- 43
- Regulatory AUM
- $141M
- AUM share
- 93.0%
- Avg. per client
- $3.28M
- Clients
- 1
- Regulatory AUM
- $1.09M
- AUM share
- 0.7%
- Avg. per client
- $1.09M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.6K
- AUM share
- 0.0%
- Avg. per client
- $11.6K
- Clients
- Fewer than 5
- Regulatory AUM
- $3M
- AUM share
- 2.0%
- Avg. per client
- $3M
- Clients
- Fewer than 5
- Regulatory AUM
- $755K
- AUM share
- 0.5%
- Avg. per client
- $378K
Total
- Clients
- 78
- Regulatory AUM
- $152M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 7%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 1–10
LCR Wealth Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
LCR Capital Partners LLC owns 75% or more of LCR Wealth Management and is in turn owned by Suresh Rajan (75% or more). The leadership team of LCR Wealth Management includes President Thomas Garvey. It has 3 employees.
Leadership
Thomas GarveyPresident & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of LCR Wealth Management LLC
LCR Capital Partners LLC
Control person · since January 2021
- Owns 75% or more of LCR Capital Partners LLC
Suresh Rajan
Control person · since April 2012
LCR Wealth Management’s regulatory assets grew from $111M (June 2021) to $152M (June 2026); clients rose from 34 to 78 and employees from 1 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $152M | 78 | 3 | 1 |
| Feb 2025February 2025 | $146M | 73 | 3 | 1 |
| Feb 2024February 2024 | $123M | 64 | 3 | 1 |
| Mar 2023March 2023 | $121M | 58 | 3 | 1 |
| Jul 2022July 2022 | $120M | 43 | 3 | 1 |
| Jun 2021June 2021 | $111M | 34 | 1 | 1 |
Besides its headquarters, LCR Wealth Management has 0 offices, with 1 listed address in 1 state.
Connecticut · 1 listed address
- 518 Riverside Ave, Building A, Floor 2, WestportHQ
Contact and registration details
- Legal name
- LCR Wealth Management LLC
- Headquarters
- 518 Riverside Ave, Building A, Floor 2, Westport, CT 06880
- Website
- lcrwealth.com
- Phone
- 203-780-2272
- @lcr-wealth
- SEC file
- 801-121653
- Structure
- Delaware LLC
- Fiscal year end
- December
LCR Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($151M). LCR Wealth Management has custody of $1.09M for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $151M100%
At year end, LCR Wealth Management’s separately managed accounts were mostly in funds (85%).
What the accounts hold
- Stocks9%
- Funds85%
- Registered funds82%
- Pooled vehicles3%
- Cash6%
How many clients does LCR Wealth Management have?
LCR Wealth Management has 78 clients and manages $152 million for them, as of June 2026. They include 43 high-net-worth individuals, 30 individual clients, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026
What services does LCR Wealth Management offer?
LCR Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does LCR Wealth Management use?
LCR Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $151M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026
How many financial advisors does LCR Wealth Management have?
LCR Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LCR Wealth Management invest in?
At the end of its last fiscal year, LCR Wealth Management’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 6% cash and equivalents and 3% pooled vehicles (private funds and similar). It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LCR Wealth Management?
LCR Wealth Management is owned through a holding company by Suresh Rajan. Its direct owner is LCR Capital Partners LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 June 2026
How does LCR Wealth Management get paid?
LCR Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact LCR Wealth Management?
LCR Wealth Management’s main office is at 518 Riverside Ave, Building A, Floor 2, Westport, CT 06880. Its phone number is 203-780-2272. Its website is lcrwealth.com.