{"url":"https://nivawealth.com/firms/lcr-wealth-management-313013","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313013","regulatoryAum":151788644,"crd":"313013","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3103823","suffix":null,"lastName":"GARVEY","firstName":"THOMAS","middleName":"David"},{"crd":"8288502","suffix":null,"lastName":"Maguire","firstName":"John","middleName":"Charles Biggar"},{"crd":"7532941","suffix":null,"lastName":"Wehrli","firstName":"Michael","middleName":"Rudolf"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-01","regulatoryAum":110700000,"clients":34,"employees":1,"offices":1},{"filedOn":"2022-07-26","regulatoryAum":120000000,"clients":43,"employees":3,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":121000000,"clients":58,"employees":3,"offices":1},{"filedOn":"2024-02-28","regulatoryAum":122517968,"clients":64,"employees":3,"offices":1},{"filedOn":"2025-02-19","regulatoryAum":146060834,"clients":73,"employees":3,"offices":1},{"filedOn":"2026-06-23","regulatoryAum":151788644,"clients":78,"employees":3,"offices":1}],"secFileNumber":"801-121653","legalName":"LCR Wealth Management LLC","displayName":"LCR Wealth Management","slug":"lcr-wealth-management-313013","website":"https://lcrwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lcr-wealth/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"518 Riverside Ave, Building A, Floor 2","city":"Westport","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06880"},"tradeNames":[],"registration":{"secApproved":"30 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2012856.4657534247,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":151788644,"discretionary":151777064,"discretionaryAccounts":186,"nonDiscretionary":11580,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":7,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":30,"regulatoryAum":5770485},{"label":"High-net-worth individuals","clients":43,"regulatoryAum":141168037},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":1085358},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":11580},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":2998107},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":755077}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:54:40.274819+00:00","documents":[{"name":"ADV 2A - LCR WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046980","versionId":1046980,"submittedOn":"2026-06-02"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":150691706}],"custodyNote":"LCR Wealth Management has custody of $1.09M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Thomas Garvey","title":"President & Chief Compliance Officer","crd":"3103823"}],"ownership":[{"label":"LCR Capital Partners LLC","detail":"Member in the 75% or more ownership band and a control person, since January 2021."},{"label":"Suresh Rajan","detail":"Indirect owner: a manager of LCR Capital Partners LLC in the 75% or more band and a control person, since April 2012.","parent":"LCR Capital Partners LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"518 Riverside Ave, Building A, Floor 2","city":"Westport","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-780-2272","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":1},"sources":{"adv1FilingDate":"23 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313013/PDF/313013.pdf","brochureDate":"2 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046980","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does LCR Wealth Management have?","answer":"LCR Wealth Management has 78 clients and manages $152 million for them, as of June 2026. They include 43 high-net-worth individuals, 30 individual clients, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does LCR Wealth Management offer?","answer":"LCR Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does LCR Wealth Management use?","answer":"LCR Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does LCR Wealth Management have?","answer":"LCR Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does LCR Wealth Management invest in?","answer":"At the end of its last fiscal year, LCR Wealth Management’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 6% cash and equivalents and 3% pooled vehicles (private funds and similar). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns LCR Wealth Management?","answer":"LCR Wealth Management is owned through a holding company by Suresh Rajan. Its direct owner is LCR Capital Partners LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does LCR Wealth Management get paid?","answer":"LCR Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact LCR Wealth Management?","answer":"LCR Wealth Management’s main office is at 518 Riverside Ave, Building A, Floor 2, Westport, CT 06880. Its phone number is 203-780-2272. Its website is lcrwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}