Thomas Garvey has been President & Chief Compliance Officer of LCR Wealth Management since February 2021, is a control person of the firm and directly owns under 5% of it.
LCR Wealth Management LLC is a Westport, CT firm with $152M under management, 78 clients and 3 advisers in one office, as of its June 2026 filing.
Tom Garvey is President of LCR Wealth Management, based in Westport, Connecticut. He has more than 18 years of experience as a Registered Investment Adviser. Early in his career he was at PricewaterhouseCoopers, and he later held leadership roles at United Capital and Goldman Sachs Personal Financial Management, where he served as Managing Director and oversaw the Southern Connecticut office. He founded LCR Wealth Management.
Thomas Garvey’s longest registration was 13 years at Goldman Sachs Personal Financial Management (2007–2021). Before joining LCR Wealth Management in 2021, Thomas Garvey was registered through Goldman Sachs Personal Financial Management and Pricewaterhousecoopers Investment Advisers LLC.
- LCR Wealth Management LLCCurrent– present · 5 yearsWestport, CT · Adviser representative · Firm CRD 313013
- Goldman Sachs Personal Financial Management– · 13 yearsWestport, CT · Adviser representative · Firm CRD 134600
- Pricewaterhousecoopers Investment Advisers LLC– · 4 yearsStamford, CT · Adviser representative · Firm CRD 110974
Investment adviser representative registrations
Thomas Garvey is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2021; the most recent is Texas, in February 2025.
- ConnecticutSince 12 March 2021
- TexasResidentSince 25 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 September 1998 |
| Series 7 | General Securities Representative Examination | 2 September 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas David Garvey
- CRD
- 3103823
- Firm
- LCR Wealth Management · CRD 313013
- Role
- President & Chief Compliance Officer
- Office
- 518 RIVERSIDE AVE, BUILDING A, FLOOR 2, Westport, CT 06880
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lcrwealth.com
Where does Thomas Garvey work?
Thomas Garvey has been President & Chief Compliance Officer of LCR Wealth Management LLC since February 2021, and is a control person of the firm.
Is Thomas Garvey a financial advisor?
Yes. Thomas Garvey has a current investment-adviser registration in Connecticut and Texas, through LCR Wealth Management since March 2021.
How many years of experience does Thomas Garvey have?
Thomas Garvey has 23 years in the financial industry, since April 2003, across 3 adviser firms.
What exams has Thomas Garvey passed?
Thomas Garvey has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1998.
Where did Thomas Garvey work before LCR Wealth Management?
Before LCR Wealth Management, Thomas Garvey was registered through Goldman Sachs Personal Financial Management, September 2007 to January 2021; Pricewaterhousecoopers Investment Advisers LLC, February 2003 to September 2007.
Where is Thomas Garvey based?
Thomas Garvey’s registered office is in Westport, CT.
Is Thomas Garvey registered with FINRA?
No. Thomas Garvey has no current broker registration.
How can I verify Thomas Garvey’s record?
Search CRD 3103823 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Garvey’s full registration record.