Kubhera Enterprises provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year. The firm advises 1 private fund.
Kubhera Enterprises reports 304 clients. They include 216 high-net-worth individuals, 35 corporations and other businesses, and 30 pension and profit-sharing plans. Of its assets, 93.2% ($257M across 846 accounts) are managed with discretion; $18.8M across 22 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 7% | 2% |
| High-net-worth individuals | 71% | 72% |
| Pooled investment vehicles | <1% | 0% |
| Pension and profit-sharing plans | 10% | 17% |
| Corporations and other businesses | 12% | 9% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 22 | $6.2M | 2.3% | $282K |
| High-net-worth individuals | 216 | $197M | 71.6% | $913K |
| Pooled investment vehicles | 1 | $0 | 0.0% | $0 |
| Pension and profit-sharing plans | 30 | $48M | 17.4% | $1.6M |
| Corporations and other businesses | 35 | $24.1M | 8.7% | $689K |
| Total | 304 | $276M | 100% | $906K |
- Clients
- 22
- Regulatory AUM
- $6.2M
- AUM share
- 2.3%
- Avg. per client
- $282K
- Clients
- 216
- Regulatory AUM
- $197M
- AUM share
- 71.6%
- Avg. per client
- $913K
- Clients
- 1
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
- Clients
- 30
- Regulatory AUM
- $48M
- AUM share
- 17.4%
- Avg. per client
- $1.6M
- Clients
- 35
- Regulatory AUM
- $24.1M
- AUM share
- 8.7%
- Avg. per client
- $689K
Total
- Clients
- 304
- Regulatory AUM
- $276M
- AUM share
- 100%
- Avg. per client
- $906K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 26–50
Kubhera Enterprises charges 0.25%–1.25% a year for its Investment Advisory Services. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone Financial Planning and Consulting
- Fixed fees generally range from $500 to $7,500, or hourly rates from $100 to $200; fees are negotiable.
Venkat Krishnaswamy owns 25% to 50% of Kubhera Enterprises. The leadership team of Kubhera Enterprises includes Chief Compliance Officer Venkat Krishnaswamy. It has 5 employees, 4 of them in advisory roles.
Leadership
- Venkat KrishnaswamyChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Roman M Bulawski
- Venkat Krishnaswamy
- Ethan Schneid
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Kubhera Enterprises LLC
Venkat Krishnaswamy
Control person · since September 2009
- Owns 25% to 50% of Kubhera Enterprises LLC
Jishnu LLC
Control person · since March 2011
- Owns 25% to 50% of Kubhera Enterprises LLC
Vyasa LLC
Control person · since March 2011
Ganga Mukkavilli
Managing member · Control person · since March 2011
- Owns 25% to 50% of Kubhera Enterprises LLC
Els3 LLC
Control person · since March 2011
Ethan Schneid
Managing member · Control person · since March 2011
Kubhera Enterprises’ regulatory assets grew from $185M (June 2021) to $276M (March 2026); clients fell from 637 to 304 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $276M | 304 | 5 | 1 |
| March 2025 | $290M | 352 | 5 | 1 |
| March 2024 | $239M | 295 | 5 | 1 |
| March 2023 | $223M | 662 | 5 | 1 |
| March 2022 | $226M | 657 | 5 | 1 |
| June 2021 | $185M | 637 | 5 | 1 |
Besides its headquarters, Kubhera Enterprises has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 742 Alexander Road, Suite 305, PrincetonHQ
Contact and registration details
- Legal name
- Kubhera Enterprises LLC
- Headquarters
- 742 Alexander Road, Suite 305, Princeton, NJ 08540
- Website
- kubhera.com
- Phone
- 609-799-5900
- SEC file
- 801-114374
- Structure
- New Jersey LLC
- Fiscal year end
- December
Kubhera Enterprises uses Charles Schwab ($275M) as custodian for its separately managed accounts. Kubhera Enterprises has custody of $1.25M in client assets for 23 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $275M100%
At year end, Kubhera Enterprises’ separately managed accounts were largely in funds (13%).
What the accounts hold
- Stocks9%
- Exchange-traded equities8%
- Non-exchange-traded equities1%
- Funds13%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash3%
- Other73%
- Derivatives73%
How many clients does Kubhera Enterprises have?
Kubhera Enterprises has 304 clients and manages $276 million for them, as of March 2026. They include 216 high-net-worth individuals, 35 corporations and other businesses, and 30 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Kubhera Enterprises offer?
Kubhera Enterprises provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kubhera Enterprises charge?
Kubhera Enterprises charges 0.25%–1.25% a year for its Investment Advisory Services. The fee is billed in advance.
Source: ADV PART 2A, filed 12 March 2026
Which custodians does Kubhera Enterprises use?
Kubhera Enterprises’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $275M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Kubhera Enterprises have?
Kubhera Enterprises has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kubhera Enterprises invest in?
At the end of its last fiscal year, Kubhera Enterprises’ separately managed accounts held 73% derivatives, 13% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 3% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kubhera Enterprises?
Kubhera Enterprises’ direct owners are Venkat Krishnaswamy, Jishnu LLC, Vyasa LLC and Els3 LLC, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Kubhera Enterprises get paid?
Kubhera Enterprises is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Kubhera Enterprises registered with the SEC?
Yes, Kubhera Enterprises has been registered with the SEC as an investment adviser since 3 December 2018. Its CRD number is 151619 and its SEC file number is 801-114374.
Source: Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record
How do I contact Kubhera Enterprises?
Kubhera Enterprises’ main office is at 742 Alexander Road, Suite 305, Princeton, NJ 08540. Its phone number is 609-799-5900. Its website is kubhera.com.