{"url":"https://nivawealth.com/firms/kubhera-enterprises-151619","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151619","regulatoryAum":275500000,"crd":"151619","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4079995","suffix":null,"lastName":"Bulawski","firstName":"Roman","middleName":"M"},{"crd":"5314851","suffix":null,"lastName":"KRISHNASWAMY","firstName":"VENKAT","middleName":null},{"crd":"4696246","suffix":null,"lastName":"SCHNEID","firstName":"ETHAN","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-02","regulatoryAum":184614956,"clients":637,"employees":5,"offices":1},{"filedOn":"2022-03-21","regulatoryAum":225617783,"clients":657,"employees":5,"offices":1},{"filedOn":"2023-03-06","regulatoryAum":222650000,"clients":662,"employees":5,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":239000000,"clients":295,"employees":5,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":290178000,"clients":352,"employees":5,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":275500000,"clients":304,"employees":5,"offices":1}],"secFileNumber":"801-114374","legalName":"Kubhera Enterprises LLC","displayName":"Kubhera Enterprises","slug":"kubhera-enterprises-151619","website":"https://kubhera.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"742 Alexander Road, Suite 305","city":"Princeton","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"08540"},"tradeNames":[],"registration":{"secApproved":"3 December 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":854621.8487394959,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":275500000,"discretionary":256700000,"discretionaryAccounts":846,"nonDiscretionary":18800000,"nonDiscretionaryAccounts":22,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":22,"regulatoryAum":6200000},{"label":"High-net-worth individuals","clients":216,"regulatoryAum":197200000},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":30,"regulatoryAum":48000000},{"label":"Corporations and other businesses","clients":35,"regulatoryAum":24100000}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018332","versionId":1018332,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-12","documentName":"ADV PART 2A","fee_rate_low":0.25,"fee_rate_high":1.25,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone Financial Planning and Consulting","summary":"Fixed fees generally range from $500 to $7,500, or hourly rates from $100 to $200; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018332","versionId":1018332,"submittedOn":"2026-03-12","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:28:15.788419+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018332","versionId":1018332,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":274500000}],"custodyNote":"Kubhera Enterprises has custody of $1.25M in client assets for 23 clients.","leadership":[{"name":"Venkat Krishnaswamy","title":"Chief Compliance Officer","crd":"5314851"}],"ownership":[{"label":"Venkat Krishnaswamy","detail":"Chief compliance officer in the 25% to 50% ownership band and a control person, since September 2009. Also managing member of Jishnu LLC and a control person, since March 2010."},{"label":"Jishnu LLC","detail":"Managing member in the 25% to 50% ownership band and a control person, since March 2011."},{"label":"Vyasa LLC","detail":"Member in the 25% to 50% ownership band and a control person, since March 2011."},{"label":"Els3 LLC","detail":"Member in the 25% to 50% ownership band and a control person, since March 2011."},{"label":"Ethan Schneid","detail":"Indirect owner: managing member of Els3 LLC and a control person, since March 2011.","parent":"Els3 LLC"},{"label":"Ganga Mukkavilli","detail":"Indirect owner: managing member of Vyasa LLC and a control person, since March 2011.","parent":"Vyasa LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"742 Alexander Road, Suite 305","city":"Princeton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"609-799-5900","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Derivatives","percent":73},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":1},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151619/PDF/151619.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018332","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kubhera Enterprises have?","answer":"Kubhera Enterprises has 304 clients and manages $276 million for them, as of March 2026. They include 216 high-net-worth individuals, 35 corporations and other businesses, and 30 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kubhera Enterprises offer?","answer":"Kubhera Enterprises provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kubhera Enterprises charge?","answer":"Kubhera Enterprises charges 0.25%–1.25% a year for its Investment Advisory Services. The fee is billed in advance.","source":"ADV PART 2A, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kubhera Enterprises use?","answer":"Kubhera Enterprises’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $275M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kubhera Enterprises have?","answer":"Kubhera Enterprises has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kubhera Enterprises invest in?","answer":"At the end of its last fiscal year, Kubhera Enterprises’ separately managed accounts held 73% derivatives, 13% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 3% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kubhera Enterprises?","answer":"Kubhera Enterprises’ direct owners are Venkat Krishnaswamy, Jishnu LLC, Vyasa LLC and Els3 LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kubhera Enterprises get paid?","answer":"Kubhera Enterprises is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Kubhera Enterprises registered with the SEC?","answer":"Yes, Kubhera Enterprises has been registered with the SEC as an investment adviser since 3 December 2018. Its CRD number is 151619 and its SEC file number is 801-114374.","source":"Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Kubhera Enterprises?","answer":"Kubhera Enterprises’ main office is at 742 Alexander Road, Suite 305, Princeton, NJ 08540. Its phone number is 609-799-5900. Its website is kubhera.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}