Kornitzer Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Kornitzer Capital Management reports 2,008 clients. They include 1,188 individual clients, 700 high-net-worth individuals, and 62 pension and profit-sharing plans. Of its assets, 98.0% ($6.36B across 4,792 accounts) are managed with discretion; $127M across 288 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 2% |
| High-net-worth individuals | 35% | 44% |
| Investment companies | <1% | 51% |
| Pension and profit-sharing plans | 3% | 1% |
| Charitable organizations | 2% | 1% |
| Other client typesInsurance companies; Corporations and other businesses | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,188 | $122M | 1.9% | $102K |
| High-net-worth individuals | 700 | $2.85B | 43.9% | $4.07M |
| Investment companies | 10 | $3.3B | 50.8% | $330M |
| Pension and profit-sharing plans | 62 | $87.9M | 1.4% | $1.42M |
| Charitable organizations | 32 | $75.5M | 1.2% | $2.36M |
| Insurance companies | Fewer than 5 | $2.49M | 0.0% | — |
| Corporations and other businesses | 16 | $60.5M | 0.9% | $3.78M |
| Total | 2,008 | $6.49B | 100% | — |
- Clients
- 1,188
- Regulatory AUM
- $122M
- AUM share
- 1.9%
- Avg. per client
- $102K
- Clients
- 700
- Regulatory AUM
- $2.85B
- AUM share
- 43.9%
- Avg. per client
- $4.07M
- Clients
- 10
- Regulatory AUM
- $3.3B
- AUM share
- 50.8%
- Avg. per client
- $330M
- Clients
- 62
- Regulatory AUM
- $87.9M
- AUM share
- 1.4%
- Avg. per client
- $1.42M
- Clients
- 32
- Regulatory AUM
- $75.5M
- AUM share
- 1.2%
- Avg. per client
- $2.36M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.49M
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 16
- Regulatory AUM
- $60.5M
- AUM share
- 0.9%
- Avg. per client
- $3.78M
Total
- Clients
- 2,008
- Regulatory AUM
- $6.49B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Kornitzer Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
John Kornitzer owns 75% or more of Kornitzer Capital Management. The leadership team of Kornitzer Capital Management includes President Joseph Neuberger, Chief Financial Officer Barry Koster and Chief Compliance Officer William Coats. It has 41 employees, 25 of them in advisory roles.
Leadership
Joseph NeubergerPresident, Director
Barry KosterChief Financial Officer
William CoatsChief Compliance Officer
John KornitzerChairman, Stockholder, Director- Adam KornitzerDirector
Nicole KornitzerDirector
Laura Symon BrowneDirector
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Christopher Neal Carter
- Christopher Crawford
- Conner Mikel Ensign
- Kent William Gasaway
- Matthew Dwayne Ison
- James C Shay
- John Alan Shepley
- Nathaniel Timothy Soulis
Staff
- 41 employees
- 25 in advisory functions
- 10 state-registered reps
- 2 broker-dealer reps
- Owns 75% or more of Kornitzer Capital Management, Inc.
John Kornitzer
Control person · since May 1989
Kornitzer Capital Management’s regulatory assets fell from $7.48B (June 2021) to $6.49B (June 2026); clients were 2,008 in both filings and employees rose from 35 to 41.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $6.49B | 2,008 | 41 | 1 |
| June 2025 | $6.75B | 2,033 | 40 | 1 |
| June 2024 | $7.21B | 1,970 | 40 | 1 |
| July 2023 | $6.37B | 1,964 | 40 | 1 |
| June 2022 | $7.32B | 1,966 | 39 | 1 |
| June 2021 | $7.48B | 1,980 | 35 | 1 |
Besides its headquarters, Kornitzer Capital Management has 0 offices, with 1 listed address in Kansas.
Kansas · 1 listed address
- 5420 West 61st Place, MissionHQ
Contact and registration details
- Legal name
- Kornitzer Capital Management, Inc.
- Headquarters
- 5420 West 61st Place, Mission, KS 66205-3084
- Phone
- 913-677-7778
- @kornitzer-capital-management
- SEC file
- 801-34933
- Structure
- Kansas corporation
- Fiscal year end
- March
Kornitzer Capital Management uses Great Plains Trust ($3.22B) as custodian for its separately managed accounts. Kornitzer Capital Management has custody of client assets.
- Great Plains TrustGreat Plains Trust Company · Overland Park, KS · $3.22B100%
At year end, Kornitzer Capital Management’s separately managed accounts were mostly in stocks (85%) and cash (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $4.79B across 548 positions; the largest are Microsoft Corp. (4.0%), Chevron Corp. (3.1%) and Eli Lilly & CO (2.7%).
What the accounts hold
- Stocks85%
- Funds1%
- Bonds4%
- U.S. government and agency bonds3%
- Investment grade corporate bonds1%
- Cash10%
Reported 13F holdings
- $4.79B
- Reported 13F value
- 548
- Positions
- 23.9%
- In the 10 largest
- +3.1%
- Value vs. prior quarter
- Microsoft Corp.4.0%
- Chevron Corp.3.1%
- Eli Lilly & CO2.7%
- Apple Inc.2.4%
- Alphabet Inc. - Class A (googl)2.3%
- Cisco Sys Inc.2.0%
- Costco Wholesale1.9%
- Exxon Mobil Holdings Corp.1.9%
- Johnson & Johnson1.7%
- Kinder Morgan Inc.1.7%
Together, the ten largest are 23.9% of reported value.
How many clients does Kornitzer Capital Management have?
Kornitzer Capital Management has 2,008 clients and manages $6.49 billion for them, as of June 2026. They include 1,188 individual clients, 700 high-net-worth individuals, and 62 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026
What services does Kornitzer Capital Management offer?
Kornitzer Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Kornitzer Capital Management use?
Kornitzer Capital Management’s separately managed account assets are held at Great Plains Trust Company (Overland Park, KS), with $3.22B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026
How many financial advisors does Kornitzer Capital Management have?
Kornitzer Capital Management has 10 investment adviser representatives registered with state securities authorities, out of 41 employees, and 25 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kornitzer Capital Management invest in?
At the end of its last fiscal year, Kornitzer Capital Management’s separately managed accounts held 85% exchange-traded equities, 10% cash and equivalents, 3% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kornitzer Capital Management?
Kornitzer Capital Management’s direct owner is John Kornitzer (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 June 2026
How does Kornitzer Capital Management get paid?
Kornitzer Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kornitzer Capital Management?
Kornitzer Capital Management’s main office is at 5420 West 61st Place, Mission, KS 66205-3084. Its phone number is 913-677-7778. Its website is kornitzercapitalmanagement.com.