Laura Symon Browne has been Director of Kornitzer Capital Management since May 2023, is a control person of the firm and directly owns under 5% of it. Laura Symon Browne holds a B.S. in Mathematical Economics from Tulane University.
Kornitzer Capital Management, Inc. is a Mission, KS firm with $6.49B under management, 2,008 clients and 25 advisers in one office, as of its June 2026 filing.
Laura Symon Browne is Executive Vice President of Kornitzer Capital Management and President of the Buffalo Funds. Over the last 24 years, she served as a Principal at Vanguard, where she held senior leadership roles including leading Vanguard's Broker Dealer Home Office Sales, Business Development Group Sales and Arizona Retail operations. Earlier, she was a Consultant with Willis Towers Watson.
- Vanguard Advisers Inc– · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 106715
Professional designations
Listed by Kornitzer Capital Management
- CFP®
- ChFC®
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 January 2004 |
| Series 7 | General Securities Representative Examination | 10 November 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 September 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Laura Anne Symon Browne
- CRD
- 3090345
- Firm
- Kornitzer Capital Management · CRD 111087
- Role
- Director
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kornitzercapitalmanagement.com
Where does Laura Symon Browne work?
Laura Symon Browne has been Director of Kornitzer Capital Management, Inc. since May 2023, and is a control person of the firm.
Does Laura Symon Browne have a current investment-adviser registration?
Laura Symon Browne has no current investment-adviser or broker registration.
What exams has Laura Symon Browne passed?
Laura Symon Browne has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 24. The earliest, the Series 63, was passed in September 1998. FINRA credited Laura Symon Browne with the SIE, which began in October 2018.
Where was Laura Symon Browne previously registered as an investment adviser?
Laura Symon Browne has past investment-adviser registrations through Vanguard Advisers Inc, December 2008 to December 2011, across 1 firm.
Is Laura Symon Browne registered with FINRA?
No. Laura Symon Browne has no current broker registration.
Is Laura Symon Browne a CFP?
Kornitzer Capital Management lists Laura Symon Browne with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Laura Symon Browne biography, kornitzercapitalmanagement.com
How can I verify Laura Symon Browne’s record?
Search CRD 3090345 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Symon Browne’s full registration record.
