Kingsbury Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Kingsbury Capital Investment Advisors reports 250 clients. They include 185 individual clients, 60 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 90.3% ($146M across 567 accounts) are managed with discretion; $15.7M across 17 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 24% |
| High-net-worth individuals | 24% | 72% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 2% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 185 | $39.2M | 24.2% | $212K |
| High-net-worth individuals | 60 | $116M | 71.6% | $1.93M |
| Pension and profit-sharing plans | Fewer than 5 | $2.47M | 1.5% | — |
| Charitable organizations | Fewer than 5 | $1.15M | 0.7% | — |
| Corporations and other businesses | 5 | $3.26M | 2.0% | $652K |
| Total | 250 | $162M | 100% | — |
- Clients
- 185
- Regulatory AUM
- $39.2M
- AUM share
- 24.2%
- Avg. per client
- $212K
- Clients
- 60
- Regulatory AUM
- $116M
- AUM share
- 71.6%
- Avg. per client
- $1.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.47M
- AUM share
- 1.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.15M
- AUM share
- 0.7%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $3.26M
- AUM share
- 2.0%
- Avg. per client
- $652K
Total
- Clients
- 250
- Regulatory AUM
- $162M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Kingsbury Capital Investment Advisors charges 1.25%–2.00% a year for its Asset Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 2.00% |
| $1M–$5M | 1.50% |
| $5M and above | 1.25% |
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed at $250 per hour or as a fixed fee; fixed fee arrangements generally range from $1,500 to $3,000.
William Vellon owns 75% or more of Kingsbury Capital Investment Advisors. The leadership team of Kingsbury Capital Investment Advisors includes Chief Operating Officer Daniel Finnerty. It has 6 employees.
Leadership
- Daniel FinnertyChief Operating Officer and Chief Financial Officer
- William VellonCEO & CCO
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Kingsbury Capital Investment Advisors LLC
William Vellon
Control person · since August 2008
Kingsbury Capital Investment Advisors’ regulatory assets grew from $130M (March 2021) to $162M (April 2026); clients fell from 300 to 250 and employees from 9 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $162M | 250 | 6 | 7 |
| May 2025 | $154M | 209 | 8 | 8 |
| March 2024 | $136M | 265 | 8 | 7 |
| August 2023 | $117M | 259 | 9 | 7 |
| May 2022 | $156M | 315 | 9 | 7 |
| March 2021 | $130M | 300 | 9 | 7 |
Besides its headquarters, Kingsbury Capital Investment Advisors has 6 offices (5 private residences, listed without an address), with 2 listed addresses in Illinois.
Illinois · 1 listed address
- 2006 Lake Avenue, Wilmette
Other business names
Kingsbury Capital Investment Advisors has reported 2 other business names to the SEC.
- Fincor Wealth Management LLC
- Legacy Capital Wealth Advisors, LLC
Contact and registration details
- Legal name
- Kingsbury Capital Investment Advisors LLC
- Headquarters
- Not reported
- Website
- kingsburycap.com
- Phone
- 312-380-5300
- SEC file
- 801-118323
- Structure
- Illinois LLC
- Fiscal year end
- December
Kingsbury Capital Investment Advisors uses Charles Schwab ($162M) as custodian for its separately managed accounts. Kingsbury Capital Investment Advisors has custody of $62.4M in client assets for 128 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $162M100%
At year end, Kingsbury Capital Investment Advisors’ separately managed accounts were mostly in stocks (54%) and funds (40%).
What the accounts hold
- Stocks54%
- Funds40%
- Bonds1%
- Cash5%
How many clients does Kingsbury Capital Investment Advisors have?
Kingsbury Capital Investment Advisors has 250 clients and manages $162 million for them, as of April 2026. They include 185 individual clients, 60 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026
What services does Kingsbury Capital Investment Advisors offer?
Kingsbury Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kingsbury Capital Investment Advisors charge?
Kingsbury Capital Investment Advisors charges 1.25%–2.00% a year for its Asset Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE, filed 23 February 2026
Which custodians does Kingsbury Capital Investment Advisors use?
Kingsbury Capital Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $162M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026
How many financial advisors does Kingsbury Capital Investment Advisors have?
Kingsbury Capital Investment Advisors has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kingsbury Capital Investment Advisors invest in?
At the end of its last fiscal year, Kingsbury Capital Investment Advisors’ separately managed accounts held 54% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kingsbury Capital Investment Advisors?
Kingsbury Capital Investment Advisors’ direct owner is William Vellon (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 April 2026
How does Kingsbury Capital Investment Advisors get paid?
Kingsbury Capital Investment Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kingsbury Capital Investment Advisors?
Its phone number is 312-380-5300. Its website is kingsburycap.com.