{"url":"https://nivawealth.com/firms/kingsbury-capital-investment-advisors-145658","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145658","regulatoryAum":162038154,"crd":"145658","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6660755","suffix":null,"lastName":"BLITZ","firstName":"DAVID","middleName":"LEE"},{"crd":"2915653","suffix":null,"lastName":"COLLINS","firstName":"MICHAEL","middleName":"JASON"},{"crd":"3273828","suffix":null,"lastName":"DAVIS","firstName":"ELISABETH","middleName":"ANNE"},{"crd":"5602437","suffix":null,"lastName":"FINNERTY","firstName":"DANIEL","middleName":"GERARD"},{"crd":"4186475","suffix":null,"lastName":"MCADAMS","firstName":"RICHARD","middleName":"LEE"},{"crd":"1954258","suffix":null,"lastName":"VELLON","firstName":"WILLIAM","middleName":"DAVID"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":130000000,"clients":300,"employees":9,"offices":7},{"filedOn":"2022-05-24","regulatoryAum":156000000,"clients":315,"employees":9,"offices":7},{"filedOn":"2023-08-01","regulatoryAum":117423729,"clients":259,"employees":9,"offices":7},{"filedOn":"2024-03-08","regulatoryAum":136145866,"clients":265,"employees":8,"offices":7},{"filedOn":"2025-05-21","regulatoryAum":154451058,"clients":209,"employees":8,"offices":8},{"filedOn":"2026-04-29","regulatoryAum":162038154,"clients":250,"employees":6,"offices":7}],"secFileNumber":"801-118323","legalName":"Kingsbury Capital Investment Advisors LLC","displayName":"Kingsbury Capital Investment Advisors","slug":"kingsbury-capital-investment-advisors-145658","website":"https://kingsburycap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/145658/af24b98ec58f2e4b-r1.webp","tone":"light","width":195,"height":200,"sourceUrl":"https://www.kingsburycap.com","sourceLabel":"Kingsbury Capital Investment Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":["Fincor Wealth Management LLC","Legacy Capital Wealth Advisors, LLC"],"registration":{"secApproved":"8 April 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":633323.0408163265,"staff":{"employees":6,"advisory":6,"brokerDealerReps":3,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":162038154,"discretionary":146344384,"discretionaryAccounts":567,"nonDiscretionary":15693770,"nonDiscretionaryAccounts":17,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":185,"regulatoryAum":39155182},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":116008963},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":2465140},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1148071},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":3260798}],"feePrograms":[{"role":"main","program":"Asset Portfolio Management Fees","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":2,"from":0},{"to":5000000,"pct":1.5,"from":1000000},{"to":null,"pct":1.25,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011189","versionId":1011189,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-23","documentName":"KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE","fee_rate_low":1.25,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Financial planning is billed at $250 per hour or as a fixed fee; fixed fee arrangements generally range from $1,500 to $3,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011189","versionId":1011189,"submittedOn":"2026-02-23","documentName":"KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:39:50.055953+00:00","documents":[{"name":"KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011189","versionId":1011189,"submittedOn":"2026-02-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":162038154}],"custodyNote":"Kingsbury Capital Investment Advisors has custody of $62.4M in client assets for 128 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Finnerty","title":"Chief Operating Officer and Chief Financial Officer","crd":"5602437"},{"name":"William Vellon","title":"CEO & CCO","crd":"1954258"}],"ownership":[{"label":"William Vellon","detail":"Ceo & cco in the 75% or more ownership band and a control person, since August 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":5},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2006 Lake Avenue","city":"Wilmette"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-380-5300","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":54},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145658/PDF/145658.pdf","brochureDate":"23 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011189","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kingsbury Capital Investment Advisors have?","answer":"Kingsbury Capital Investment Advisors has 250 clients and manages $162 million for them, as of April 2026. They include 185 individual clients, 60 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kingsbury Capital Investment Advisors offer?","answer":"Kingsbury Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kingsbury Capital Investment Advisors charge?","answer":"Kingsbury Capital Investment Advisors charges 1.25%–2.00% a year for its Asset Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kingsbury Capital Investment Advisors use?","answer":"Kingsbury Capital Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $162M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kingsbury Capital Investment Advisors have?","answer":"Kingsbury Capital Investment Advisors has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kingsbury Capital Investment Advisors invest in?","answer":"At the end of its last fiscal year, Kingsbury Capital Investment Advisors’ separately managed accounts held 54% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kingsbury Capital Investment Advisors?","answer":"Kingsbury Capital Investment Advisors’ direct owner is William Vellon (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kingsbury Capital Investment Advisors get paid?","answer":"Kingsbury Capital Investment Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kingsbury Capital Investment Advisors?","answer":"Its phone number is 312-380-5300. Its website is kingsburycap.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}