Daniel Finnerty has been Chief Operating Officer and Chief Financial Officer of Kingsbury Capital Investment Advisors since January 2015, is not listed as a control person, but directly owns under 5% of the firm.
Kingsbury Capital Investment Advisors LLC is a firm with $162M under management, 250 clients and 6 advisers across 7 offices, as of its April 2026 filing.
- – present · 13 yearsHuntersville, NC · Adviser representative · Firm CRD 145658
Investment adviser representative registrations
Daniel Finnerty is registered as an investment adviser representative in North Carolina, since April 2019.
- North CarolinaSince 1 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 November 2016 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 8 December 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 2010 |
| Series 7 | General Securities Representative Examination | 17 December 2009 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Gerard Finnerty
- CRD
- 5602437
- Firm
- Kingsbury Capital Investment Advisors · CRD 145658
- Role
- Chief Operating Officer and Chief Financial Officer
- Office
- Huntersville, NC
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Finnerty work?
Daniel Finnerty has been Chief Operating Officer and Chief Financial Officer of Kingsbury Capital Investment Advisors LLC since January 2015.
Is Daniel Finnerty a financial advisor?
Yes. Daniel Finnerty has a current investment-adviser registration in North Carolina, through Kingsbury Capital Investment Advisors since May 2013.
How many years of experience does Daniel Finnerty have?
Daniel Finnerty has 14 years in the financial industry, since December 2011, across 1 adviser firm.
What exams has Daniel Finnerty passed?
Daniel Finnerty has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 28, Series 24 and Series 99TO. The earliest, the Series 7, was passed in December 2009. FINRA credited Daniel Finnerty with the SIE, which began in October 2018.
Where is Daniel Finnerty based?
Daniel Finnerty’s registered office is in Huntersville, NC.
Is Daniel Finnerty registered with FINRA?
No. Daniel Finnerty has no current broker registration.
How can I verify Daniel Finnerty’s record?
Search CRD 5602437 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Finnerty’s full registration record.