Keystone Wealth Alliance provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Keystone Wealth Alliance reports 100 clients. They include 72 high-net-worth individuals and 28 individual clients. Of its assets, 100.0% ($179M across 348 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $179M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 28% | 14% |
| High-net-worth individuals | 72% | 86% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 28 | $25.2M | 14.1% | $900K |
| High-net-worth individuals | 72 | $153M | 85.9% | $2.13M |
| Total | 100 | $179M | 100% | $1.79M |
- Clients
- 28
- Regulatory AUM
- $25.2M
- AUM share
- 14.1%
- Avg. per client
- $900K
- Clients
- 72
- Regulatory AUM
- $153M
- AUM share
- 85.9%
- Avg. per client
- $2.13M
Total
- Clients
- 100
- Regulatory AUM
- $179M
- AUM share
- 100%
- Avg. per client
- $1.79M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Keystone Wealth Alliance charges up to 2.50% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Limited-scope consulting fees range from $1,000 to $25,000, or $350 per hour, negotiated with the client.
- Estate Planning Coordination
- Estate planning coordination is a flat fee of $500 to $2,200, charged to clients who opt in.
Keystone Venture Holdings LLC owns 75% or more of Keystone Wealth Alliance and is in turn owned by William Scott (25–50%) and Glenn Price (25–50%). William Scott is CEO; the leadership team includes Chief Investment Officer Glenn Price, Chief Operating Officer Noah Scott and Chief Compliance Officer Dillon Woodruff. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- Owns 75% or more of Keystone Wealth Alliance, LLC
Keystone Venture Holdings LLC
Control person · since March 2026
- Owns 25% to 50% of Keystone Venture Holdings LLC
William Scott
Control person · since March 2026
- Owns 25% to 50% of Keystone Venture Holdings LLC
Glenn Price
Control person · since March 2026
Besides its headquarters, Keystone Wealth Alliance has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 7112 Crossroads BLVD, Suite 101, BrentwoodHQ
Other business names
Keystone Wealth Alliance has reported 1 other business name to the SEC.
- Her Time to Retire
Contact and registration details
- Legal name
- Keystone Wealth Alliance, LLC
- Headquarters
- 7112 Crossroads BLVD, Suite 101, Brentwood, TN 37128
- Website
- Not reported
- Phone
- 707-932-5849
- SEC file
- 801-136428
- Structure
- Tennessee LLC
- Fiscal year end
- December
Keystone Wealth Alliance’s named custodian for separately managed accounts is Charles Schwab ($179M). Keystone Wealth Alliance does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $179M100%
At year end, Keystone Wealth Alliance’s separately managed accounts were largely in funds (38%) and stocks (36%).
What the accounts hold
- Stocks36%
- Funds38%
- Bonds1%
- Cash6%
- Other19%
- Derivatives18%
- Private placements1%
How many clients does Keystone Wealth Alliance have?
Keystone Wealth Alliance has 100 clients and manages $179 million for them, as of September 2026. They include 72 high-net-worth individuals and 28 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does Keystone Wealth Alliance offer?
Keystone Wealth Alliance provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Keystone Wealth Alliance charge?
Keystone Wealth Alliance charges up to 2.50% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Which custodians does Keystone Wealth Alliance use?
Keystone Wealth Alliance’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $179M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does Keystone Wealth Alliance have?
Keystone Wealth Alliance has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Keystone Wealth Alliance invest in?
At the end of its last fiscal year, Keystone Wealth Alliance’s separately managed accounts held 38% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 18% derivatives, 6% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Private Placements.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Keystone Wealth Alliance have a minimum investment?
Yes, Keystone Wealth Alliance’s minimum account size for its Investment Management Services is $250K.
Who owns Keystone Wealth Alliance?
Keystone Wealth Alliance is owned through a holding company by William Scott and Glenn Price. Its direct owner is Keystone Venture Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does Keystone Wealth Alliance get paid?
Keystone Wealth Alliance is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Keystone Wealth Alliance?
Keystone Wealth Alliance’s main office is at 7112 Crossroads BLVD, Suite 101, Brentwood, TN 37128. Its phone number is 707-932-5849.