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Dillon Woodruff

Chief Compliance Officer at Keystone Wealth Alliance in Brentwood , TN

Investment adviser registrationUpdated

Dillon Woodruff is Chief Compliance Officer of Keystone Wealth Alliance, LLC, an investment adviser managing $179M, and works from its Brentwood , TN office. Dillon Woodruff has been registered as an investment adviser representative through Keystone Wealth Alliance since 11 June 2026, has 7 years in the industry across 2 firms and has passed the Series 65.

7
Years in industry
0
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Dillon Woodruff has been Chief Compliance Officer of Keystone Wealth Alliance since March 2026, is a control person of the firm and directly owns under 5% of it.

Keystone Wealth Alliance, LLC is a Brentwood, TN firm with $179M under management, 100 clients and 4 advisers in one office, as of its September 2026 filing.

Dillon Woodruff’s longest registration is the current one, 7 years at Brookstone Capital Management LLC since 2019.

  1. – present · under a year
    Brentwood , TN · Adviser representative · Firm CRD 341495
  2. Brookstone Capital Management LLCAlso current
    – present · 7 years
    Brentwood, TN · Adviser representative · Firm CRD 141413

Credentials and registrations

Investment adviser representative registrations

Dillon Woodruff is registered as an investment adviser representative in Tennessee, since August 2019.

  • TennesseeSince 13 August 2019

Examinations

Series 6518 September 2018
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Dillon Blake Woodruff
CRD
7161919
Firm
Keystone Wealth Alliance · CRD 341495
Role
Chief Compliance Officer
Office
7112 CROSSROADS BOULEVARD, SUITE 101, Brentwood , TN 37027
Registration
Investment adviser registration
In the industry since
August 2019
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Dillon Woodruff work?

Dillon Woodruff has been Chief Compliance Officer of Keystone Wealth Alliance, LLC since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 September 2026

Is Dillon Woodruff a financial advisor?

Yes. Dillon Woodruff has a current investment-adviser registration in Tennessee, through Keystone Wealth Alliance since June 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Dillon Woodruff have?

Dillon Woodruff has 7 years in the financial industry, since August 2019, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Dillon Woodruff passed?

Dillon Woodruff passed the Series 65 in September 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Dillon Woodruff based?

Dillon Woodruff’s registered office is in Brentwood , TN.

Source: IAPD individual record, checked 22 October 2026

Is Dillon Woodruff registered with FINRA?

No. Dillon Woodruff has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Dillon Woodruff’s record?

Search CRD 7161919 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dillon Woodruff’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Keystone Wealth Alliance

Sources

  1. IAPD individual record, CRD 7161919, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Keystone Wealth Alliance, LLC, filed 16 September 2026. Title, control and ownership bands.