Keller Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Keller Financial Group reports 89 clients. They include 60 individual clients, 24 high-net-worth individuals and 3 charitable organizations. Of its assets, 96.8% ($131M across 73 accounts) are managed with discretion; $4.39M across 16 accounts are not. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 12% |
| High-net-worth individuals | 27% | 86% |
| Pension and profit-sharing plans | 2% | 2% |
| Charitable organizations | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 60 | $15.8M | 11.6% | $263K |
| High-net-worth individuals | 24 | $117M | 86.1% | $4.86M |
| Pension and profit-sharing plans | Fewer than 5 | $2.14M | 1.6% | $1.07M |
| Charitable organizations | Fewer than 5 | $913K | 0.7% | $304K |
| Total | 89 | $135M | 100% | — |
- Clients
- 60
- Regulatory AUM
- $15.8M
- AUM share
- 11.6%
- Avg. per client
- $263K
- Clients
- 24
- Regulatory AUM
- $117M
- AUM share
- 86.1%
- Avg. per client
- $4.86M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.14M
- AUM share
- 1.6%
- Avg. per client
- $1.07M
- Clients
- Fewer than 5
- Regulatory AUM
- $913K
- AUM share
- 0.7%
- Avg. per client
- $304K
Total
- Clients
- 89
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Keller Financial Group charges 0.56%–1.50% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- One-time financial plans are a negotiated fixed fee of $300 to $30,000 or hourly at $250 to $500; ongoing planning is a monthly fixed fee of $100 to $700.
- Pension consulting
- Pension consulting services are billed hourly at $250 to $500.
Dwayne Keller owns 75% or more of Keller Financial Group. The leadership team of Keller Financial Group includes President Dwayne Keller. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Keller Financial Group, Inc.
Dwayne Keller
Control person · since September 1998
Keller Financial Group’s regulatory assets grew from $107M (March 2024) to $135M (April 2026); clients rose from 51 to 89 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $135M | 89 | 2 | 2 |
| Mar 2025March 2025 | $135M | 76 | 1 | 2 |
| Mar 2024March 2024 | $107M | 51 | 2 | 2 |
Besides its headquarters, Keller Financial Group has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 3815 Market Street, Camp HillHQ
Contact and registration details
- Legal name
- Keller Financial Group, Inc.
- Headquarters
- 3815 Market Street, Camp Hill, PA 17011
- Website
- kellercpa.com
- Phone
- 717-516-0700
- @keller-financial-group
- SEC file
- 801-128879
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Keller Financial Group’s named custodian for separately managed accounts is Assetmark Trust ($113M). Keller Financial Group does not have custody of client assets.
- Assetmark TrustAssetmark Trust Company · Concord, CA · $113M100%
At year end, Keller Financial Group’s separately managed accounts were mostly in funds (95%).
What the accounts hold
- Funds95%
- Cash5%
How many clients does Keller Financial Group have?
Keller Financial Group has 89 clients and manages $135 million for them, as of April 2026. They include 60 individual clients, 24 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026
What services does Keller Financial Group offer?
Keller Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Keller Financial Group charge?
Keller Financial Group charges 0.56%–1.50% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A- KELLER FINANCIAL GROUP, filed 21 October 2026
Which custodians does Keller Financial Group use?
Keller Financial Group’s separately managed account assets are held at Assetmark Trust Company (Concord, CA), with $113M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026
How many financial advisors does Keller Financial Group have?
Keller Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Keller Financial Group invest in?
At the end of its last fiscal year, Keller Financial Group’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Keller Financial Group?
Keller Financial Group’s direct owner is Dwayne Keller (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 April 2026
How does Keller Financial Group get paid?
Keller Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Keller Financial Group?
Keller Financial Group’s main office is at 3815 Market Street, Camp Hill, PA 17011. Its phone number is 717-516-0700. Its website is kellercpa.com.