{"url":"https://nivawealth.com/firms/keller-financial-group-328195","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328195","regulatoryAum":135325616,"crd":"328195","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8246600","suffix":null,"lastName":"Keller","firstName":"Drew","middleName":"Walter"},{"crd":"3119453","suffix":null,"lastName":"KELLER","firstName":"DWAYNE","middleName":"DAVID"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-26","regulatoryAum":106811199,"clients":51,"employees":2,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":134964415,"clients":76,"employees":1,"offices":2},{"filedOn":"2026-04-30","regulatoryAum":135325616,"clients":89,"employees":2,"offices":2}],"secFileNumber":"801-128879","legalName":"Keller Financial Group, Inc.","displayName":"Keller Financial Group","slug":"keller-financial-group-328195","website":"https://kellercpa.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/keller-financial-group","founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"3815 Market Street","city":"Camp Hill","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17011"},"tradeNames":[],"registration":{"secApproved":"12 October 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1574730.6785714286,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":135325616,"discretionary":130934696,"discretionaryAccounts":73,"nonDiscretionary":4390920,"nonDiscretionaryAccounts":16,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":60,"regulatoryAum":15757239},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":116520138},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":2135310},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":912929}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061782","versionId":1061782,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A- KELLER FINANCIAL GROUP","fee_rate_low":0.56,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"One-time financial plans are a negotiated fixed fee of $300 to $30,000 or hourly at $250 to $500; ongoing planning is a monthly fixed fee of $100 to $700.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061782","versionId":1061782,"submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A- KELLER FINANCIAL GROUP"},{"role":"other","program":"Pension consulting","summary":"Pension consulting services are billed hourly at $250 to $500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061782","versionId":1061782,"submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A- KELLER FINANCIAL GROUP"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:35:01.936749+00:00","documents":[{"name":"FORM ADV PART 2A- KELLER FINANCIAL GROUP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061782","versionId":1061782,"submittedOn":"2026-10-21"}]},"custodians":[{"name":"Assetmark Trust Company","shortName":"Assetmark Trust","location":"Concord, CA","smaAssets":113347969}],"custodyNote":"Keller Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Dwayne Keller","title":"Managing Member, President, and Chief Compliance Officer","crd":"3119453"}],"ownership":[{"label":"Dwayne Keller","detail":"Managing member, president, and chief compliance officer in the 75% or more ownership band and a control person, since September 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"3815 Market Street","city":"Camp Hill","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-516-0700","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328195/PDF/328195.pdf","brochureDate":"21 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061782","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Keller Financial Group have?","answer":"Keller Financial Group has 89 clients and manages $135 million for them, as of April 2026. They include 60 individual clients, 24 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Keller Financial Group offer?","answer":"Keller Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Keller Financial Group charge?","answer":"Keller Financial Group charges 0.56%–1.50% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A- KELLER FINANCIAL GROUP, filed 21 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Keller Financial Group use?","answer":"Keller Financial Group’s separately managed account assets are held at Assetmark Trust Company (Concord, CA), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Keller Financial Group have?","answer":"Keller Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Keller Financial Group invest in?","answer":"At the end of its last fiscal year, Keller Financial Group’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Keller Financial Group?","answer":"Keller Financial Group’s direct owner is Dwayne Keller (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Keller Financial Group get paid?","answer":"Keller Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Keller Financial Group?","answer":"Keller Financial Group’s main office is at 3815 Market Street, Camp Hill, PA 17011. Its phone number is 717-516-0700. Its website is kellercpa.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}