Dwayne Keller has been Managing Member, President, and Chief Compliance Officer of Keller Financial Group since September 1998, is a control person of the firm and directly owns 75% or more of it.
Keller Financial Group, Inc. is a Camp Hill, PA firm with $135M under management, 89 clients and 2 advisers across 2 offices, as of its April 2026 filing.
Dwayne Keller’s longest registration was 21 years at KFG Wealth Management, LLC (2000–2021). Before joining Keller Financial Group in 2023, Dwayne Keller was registered through LPL Financial LLC and Invest Financial Corporation.
- Keller Financial GroupCurrent– present · 2 yearsCamp Hill, PA · Adviser representative · Firm CRD 328195
- LPL Financial LLC– · 5 yearsCamp Hill, PA · Adviser representative · Firm CRD 6413
- Invest Financial Corporation– · 7 yearsCamp Hill, PA · Adviser representative · Firm CRD 12984
- Financial Network Investment Corporation– · 5 yearsCarlisle, PA · Adviser representative · Firm CRD 13572
- KFG Wealth Management, LLC– · 21 yearsCarlisle, PA · Adviser representative · Firm CRD 120741
Investment adviser representative registrations
Dwayne Keller is registered as an investment adviser representative in Pennsylvania, since December 2023.
- PennsylvaniaSince 15 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 December 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2000 |
| Series 7 | General Securities Representative Examination | 2 November 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dwayne David Keller
- CRD
- 3119453
- Firm
- Keller Financial Group · CRD 328195
- Role
- Managing Member, President, and Chief Compliance Officer
- Office
- 3815 MARKET STREET, Camp Hill, PA 17011
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Dwayne Keller work?
Dwayne Keller has been Managing Member, President, and Chief Compliance Officer of Keller Financial Group, Inc. since September 1998, and is a control person of the firm.
Is Dwayne Keller a financial advisor?
Yes. Dwayne Keller has a current investment-adviser registration in Pennsylvania, through Keller Financial Group since December 2023.
How many years of experience does Dwayne Keller have?
Dwayne Keller has 26 years in the financial industry, since November 1999, across 5 adviser firms.
What exams has Dwayne Keller passed?
Dwayne Keller has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 1999. FINRA credited Dwayne Keller with the SIE, which began in October 2018.
Where did Dwayne Keller work before Keller Financial Group?
Before Keller Financial Group, Dwayne Keller was registered through Invest Financial Corporation, January 2011 to February 2018; Financial Network Investment Corporation, July 2002 to September 2007; KFG Wealth Management, LLC, June 2000 to December 2021.
Where is Dwayne Keller based?
Dwayne Keller’s registered office is in Camp Hill, PA.
Is Dwayne Keller registered with FINRA?
No. Dwayne Keller has no current broker registration.
How can I verify Dwayne Keller’s record?
Search CRD 3119453 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dwayne Keller’s full registration record.