Clients
K1 Investment Management serves 26 clients. The average client has about $908 million with the firm.
- Pooled investment vehicles26 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 26 | $23,604,367,641 | 100.0% | $907.9M |
| Total | 26 | $23,604,367,641 | 100% | $907.9M |
- Clients
- 26
- Regulatory AUM
- $23,604,367,641
- Share
- 100.0%
- Avg. per client
- $907.9M
Total
- Clients
- 26
- Regulatory AUM
- $23,604,367,641
- Share
- 100%
- Avg. per client
- $907.9M
What it does
K1 Investment Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
K1 Investment Management advises 26 private funds.
99.3% of assets ($23.44B across 23 accounts) are managed with discretion; $169.0M across 3 accounts are not. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
K1 Investment Management has custody of $23.34B for 22 clients.
- All other custodians$23.60B100%
Ownership and leadership
MDK Limited Partners owns 75% or more of K1 Investment Management, and Neil Malik is its CEO.
- Owns 75% or more of K1 Investment Management LLC
MDK Limited Partners
Control person · since December 2012
Neil Malik
General partner · Control person · since December 2012
Kate Malik
General partner · Control person · since December 2012
Leadership
- Neil MalikChief Executive Officer and Managing Partner
- Jean KisakaChief Compliance Officer and Vice President
Staff
- 75 employees
- 64 in advisory functions
Fees
K1 Investment Management is paid through a percentage of assets under management and performance-based fees.
K1 Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, K1 Investment Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 875 Manhattan Beach BLVD, Manhattan BeachHQ
Registration details
- Legal name
- K1 Investment Management LLC
- Headquarters
- 875 Manhattan Beach BLVD, Manhattan Beach, CA 90266-4911
- Phone
- 800-310-2870
- Website
- Not reported
- SEC file
- 801-107640
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does K1 Investment Management have?
K1 Investment Management has 26 clients and manages $23.6 billion for them, as of August 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does K1 Investment Management offer?
K1 Investment Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does K1 Investment Management have?
K1 Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 75 employees, and 64 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns K1 Investment Management?
K1 Investment Management’s direct owner is MDK Limited Partners (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does K1 Investment Management get paid?
K1 Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
