Investors Mosaic provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Investors Mosaic reports 33 clients. They include 26 high-net-worth individuals and 7 individual clients. Of its assets, 100.0% ($192M across 164 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | 1% |
| High-net-worth individuals | 79% | 95% |
| Charitable organizations | Fewer than 5 | 3% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7 | $2.49M | 1.3% | $356K |
| High-net-worth individuals | 26 | $183M | 95.2% | $7.04M |
| Charitable organizations | Fewer than 5 | $5.85M | 3.0% | — |
| Corporations and other businesses | Fewer than 5 | $785K | 0.4% | — |
| Total | 33 | $192M | 100% | — |
- Clients
- 7
- Regulatory AUM
- $2.49M
- AUM share
- 1.3%
- Avg. per client
- $356K
- Clients
- 26
- Regulatory AUM
- $183M
- AUM share
- 95.2%
- Avg. per client
- $7.04M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.85M
- AUM share
- 3.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $785K
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 33
- Regulatory AUM
- $192M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Investors Mosaic is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Evan McCormick owns 75% or more of Investors Mosaic. The leadership team of Investors Mosaic includes President Evan McCormick. It has 2 employees.
Leadership
- Evan McCormickPresident, CEO and CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Investors Mosaic, LLC
Evan McCormick
Control person · since July 2013
Investors Mosaic’s regulatory assets grew 1.6× from $120M (May 2024) to $192M (March 2026); clients rose from 27 to 33 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $192M | 33 | 2 | 2 |
| March 2025 | $148M | 33 | 2 | 2 |
| May 2024 | $120M | 27 | 2 | 1 |
Besides its headquarters, Investors Mosaic has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Investors Mosaic, LLC
- Headquarters
- Not reported
- Website
- investorsmosaic.com
- Phone
- 617-272-0006
- SEC file
- 801-130393
- Structure
- North Carolina LLC
- Fiscal year end
- December
Investors Mosaic uses Charles Schwab ($119M, 62%) and Fidelity ($73.2M, 38%) as custodians for its separately managed accounts. Investors Mosaic has custody of $24M in client assets for 10 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $119M62%
- FidelityFidelity Brokerage Services LLC · Boston, MA · $73.2M38%
At year end, Investors Mosaic’s separately managed accounts were mostly in stocks (60%) and funds (37%).
What the accounts hold
- Stocks60%
- Funds37%
- Registered funds36%
- Pooled vehicles1%
- Bonds1%
- Cash1%
- Other1%
- Alternative investments (oil & gas llc units)1%
How many clients does Investors Mosaic have?
Investors Mosaic has 33 clients and manages $192 million for them, as of March 2026. They include 26 high-net-worth individuals and 7 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Investors Mosaic offer?
Investors Mosaic provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Investors Mosaic use?
Investors Mosaic’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $119M and Fidelity Brokerage Services LLC (Boston, MA), with $73.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Investors Mosaic have?
Investors Mosaic has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Investors Mosaic invest in?
At the end of its last fiscal year, Investors Mosaic’s separately managed accounts held 60% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% pooled vehicles (private funds and similar), 1% cash and equivalents and 1% other. The 1% other category is described as: Alternative Investments (Oil & Gas LLC Units).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Investors Mosaic?
Investors Mosaic’s direct owner is Evan McCormick (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Investors Mosaic get paid?
Investors Mosaic is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Investors Mosaic?
Its phone number is 617-272-0006. Its website is investorsmosaic.com.