Trinity Panko has been an investment adviser representative at Investors Mosaic since May 2025, and is not listed among the firm’s executive officers or direct owners.
Investors Mosaic, LLC is a firm with $192M under management, 33 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Trinity Panko’s longest registration is the current one, 1 year at Investors Mosaic since 2025. Before joining Investors Mosaic in 2025, Trinity Panko was registered through Osaic Wealth, Inc.
- Osaic Wealth, Inc.– · 1 yearUtica, NY · Adviser representative · Firm CRD 23131
Investment adviser representative registrations
Trinity Panko is registered as an investment adviser representative in 3 states. Each was approved in May 2025.
- New YorkSince 29 May 2025
- North CarolinaSince 29 May 2025
- TexasSince 29 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 March 2023 |
| Series 7TO | General Securities Representative Examination | 10 March 2022 |
| SIE | Securities Industry Essentials Examination | 26 March 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Trinity Rose Panko
- CRD
- 7142769
- Firm
- Investors Mosaic · CRD 168619
- Office
- Wilmington, NC
- Registration
- Investment adviser registration
- In the industry since
- November 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Trinity Panko work?
Trinity Panko is an investment adviser representative registered through Investors Mosaic, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Trinity Panko a financial advisor?
Yes. Trinity Panko has a current investment-adviser registration in New York, North Carolina and Texas, through Investors Mosaic since May 2025.
How many years of experience does Trinity Panko have?
Trinity Panko has 3 years in the financial industry, since November 2022, across 2 adviser firms.
What exams has Trinity Panko passed?
Trinity Panko has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2021.
Where did Trinity Panko work before Investors Mosaic?
Before Investors Mosaic, Trinity Panko was registered through Osaic Wealth, Inc., March 2023 to May 2024.
Where is Trinity Panko based?
Trinity Panko’s registered office is in Wilmington, NC.
Is Trinity Panko registered with FINRA?
No. Trinity Panko has no current broker registration.
How can I verify Trinity Panko’s record?
Search CRD 7142769 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Trinity Panko’s full registration record.