Evan McCormick has been President, CEO and CCO of Investors Mosaic since July 2013, is a control person of the firm and directly owns 75% or more of it. Evan McCormick studied Fuqua School of Business at Duke University. Evan McCormick studied at Davidson College.
Investors Mosaic, LLC is a firm with $192M under management, 33 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Evan McCormick is Founder & CEO of Investors Mosaic. After graduating from Davidson College in 2002, McCormick joined Fidelity Investments as a Research Analyst covering the automotive industry, then moved to Fidelity's LBO group, Fidelity Equity Partners. McCormick later attended Duke's Fuqua School of Business and founded Investors Mosaic, LLC.
Investment adviser representative registrations
Evan McCormick is registered as an investment adviser representative in 3 states. Each was approved in May 2025.
- New YorkSince 29 May 2025
- North CarolinaSince 29 May 2025
- TexasSince 29 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Evan Alexander McCormick
- CRD
- 6233081
- Firm
- Investors Mosaic · CRD 168619
- Role
- President, CEO and CCO
- Office
- Durham, NC
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investorsmosaic.com
Where does Evan McCormick work?
Evan McCormick has been President, CEO and CCO of Investors Mosaic, LLC since July 2013, and is a control person of the firm.
Is Evan McCormick a financial advisor?
Yes. Evan McCormick has a current investment-adviser registration in New York, North Carolina and Texas, through Investors Mosaic since May 2025.
How many years of experience does Evan McCormick have?
Evan McCormick has 12 years in the financial industry, since January 2014, across 1 adviser firm.
What exams has Evan McCormick passed?
Evan McCormick passed the Series 65 in July 2013.
Where is Evan McCormick based?
Evan McCormick’s registered office is in Durham, NC.
Is Evan McCormick registered with FINRA?
No. Evan McCormick has no current broker registration.
How can I verify Evan McCormick’s record?
Search CRD 6233081 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Evan McCormick’s full registration record.