Insigneo Advisory Services provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. The firm advises 1 private fund.
Insigneo Advisory Services reports 4,473 clients. They include 3,013 individual clients, 1,025 corporations and other businesses, and 402 high-net-worth individuals. Of its assets, 40.1% ($2.07B across 2,079 accounts) are managed with discretion; $3.09B across 3,028 accounts are not. A wrap fee program the firm both sponsors and manages holds $2.82B. Of its clients, 59% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 16% |
| High-net-worth individuals | 9% | 28% |
| Banking or thrift institutions | <1% | 3% |
| Pooled investment vehicles | <1% | 1% |
| Pension and profit-sharing plans | <1% | <1% |
| Other client typesCharitable organizations; Insurance companies; Corporations and other businesses | 23% | 51% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,013 | $835M | 16.2% | $277K |
| High-net-worth individuals | 402 | $1.46B | 28.3% | $3.63M |
| Banking or thrift institutions | 8 | $160M | 3.1% | $19.9M |
| Pooled investment vehicles | 2 | $67.2M | 1.3% | $33.6M |
| Pension and profit-sharing plans | 16 | $8.51M | 0.2% | $532K |
| Charitable organizations | 3 | $9.05M | 0.2% | $3.02M |
| Insurance companies | 4 | $17.3M | 0.3% | $4.33M |
| Corporations and other businesses | 1,025 | $2.61B | 50.5% | $2.54M |
| Total | 4,473 | $5.16B | 100% | $1.15M |
- Clients
- 3,013
- Regulatory AUM
- $835M
- AUM share
- 16.2%
- Avg. per client
- $277K
- Clients
- 402
- Regulatory AUM
- $1.46B
- AUM share
- 28.3%
- Avg. per client
- $3.63M
- Clients
- 8
- Regulatory AUM
- $160M
- AUM share
- 3.1%
- Avg. per client
- $19.9M
- Clients
- 2
- Regulatory AUM
- $67.2M
- AUM share
- 1.3%
- Avg. per client
- $33.6M
- Clients
- 16
- Regulatory AUM
- $8.51M
- AUM share
- 0.2%
- Avg. per client
- $532K
- Clients
- 3
- Regulatory AUM
- $9.05M
- AUM share
- 0.2%
- Avg. per client
- $3.02M
- Clients
- 4
- Regulatory AUM
- $17.3M
- AUM share
- 0.3%
- Avg. per client
- $4.33M
- Clients
- 1,025
- Regulatory AUM
- $2.61B
- AUM share
- 50.5%
- Avg. per client
- $2.54M
Total
- Clients
- 4,473
- Regulatory AUM
- $5.16B
- AUM share
- 100%
- Avg. per client
- $1.15M
- Clients outside the U.S.
- 59%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Insigneo Advisory Services is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Insigneo Financial Group, LLC owns 75% or more of Insigneo Advisory Services and is in turn owned by Northeastgis Holdings, Inc. (25–50%). The leadership team of Insigneo Advisory Services includes President Javier Rivero and Chief Compliance Officer Justin Caulfield. It has 223 employees, 178 of them in advisory roles.
Staff
- 223 employees
- 178 in advisory functions
- 180 state-registered reps
- 211 broker-dealer reps
- 68 insurance agents
- 39 soliciting firms
- Owns 75% or more of Insigneo Advisory Services, LLC
Insigneo Financial Group, LLC
Control person · since February 2017
- Owns 25% to 50% of Insigneo Financial Group, LLC
Northeastgis Holdings, Inc.
Control person · since February 2017
- Owns 75% or more of Northeastgis Holdings, Inc.
R-Henriquez Holdings, LLC
Control person · since February 2017
- Owns 75% or more of R-Henriquez Holdings, LLC
RH Revocable Trust
Control person · since December 2006
Raul Henriquez
Trustee · Control person · since December 2006
- Owns 25% to 50% of R-Henriquez Holdings, LLC
RH Children'S Trust
Control person · since February 2017
Sara Silva Henriquez
Trustee · Control person · since February 2017
- Owns 10% to 25% of Insigneo Advisory Services, LLC
Insigneo Puerto Rico Partnership Holdings LLC
Control person · since December 2024
- Owns 10% to 25% of Insigneo Advisory Services, LLC
Insigneo Securities Partnership Holdings LLC
Control person · since December 2024
Insigneo Advisory Services’ regulatory assets grew 3.5× from $1.48B (July 2021) to $5.16B (June 2026); clients rose from 1,285 to 4,473 and employees from 103 to 223. In 2023, PNC Managed Account Solutions ($588M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $5.16B | 4,473 | 223 | 17 |
| Jun 2025June 2025 | $3.61B | 3,346 | 197 | 15 |
| Jun 2024June 2024 | $3.07B | 3,793 | 185 | 16 |
| Mar 2023March 2023 | $1.94B | 2,663 | 152 | 16 |
| Apr 2022April 2022 | $2.07B | 2,252 | 146 | 16 |
| Jul 2021July 2021 | $1.48B | 1,285 | 103 | 17 |
Firms that joined
20231 joined
- PNC Managed Account SolutionsLast filed AUM $588M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Insigneo Advisory Services has 16 offices, with 17 listed addresses in the U.S. and abroad.
Florida · 4 listed addresses
- 1221 Brickell Avenue, 27th Floor, MiamiHQ
- 9200 South Dadeland BLVD, Miami
- 3011 Ponce De Leon, Suite 1410, Coral Gables
- 2650 N. Military Trail, Boca Raton
Texas · 3 listed addresses
- 7373 Broadway, San Antonio
- 1300 Post Oak BLVD, Houston
- 5810 San Bernardo Ave, Laredo
California · 1 listed address
- 1920 N. Marshall Avenue #102, El Cajon
Massachusetts · 1 listed address
- 177 Huntington Avenue, Boston
New York · 1 listed address
- 410 Park Avenue Suite 420, New York
Puerto Rico · 1 listed address
- 235 Federico Costa St, San Juan
International offices
- DIVINA COMEDIA 1594, MONTEVIDEO, Uruguay
- CR. LUIS E. LECUEDER 3536, MONTEVIDEO, 11300, Uruguay
- RUTA 8 KM 17500 ZONAMERICA, MONTEVIDEO, 91600, Uruguay
- LAS CONDES 11700, SANTIAGO, Chile
- CARRERA 2 OESTE # 6-08, CALI, Colombia
- RUTA 8 KM 17500 , ZONAMERICA, MONTEVIDEO, 91600, Uruguay
Other business names
Insigneo Advisory Services has reported 25 other business names to the SEC.
- A Plus Capital,llc
- Ac Global Investment Partners
- Ars Private Wealth Management, LLC
- Bayfront Group, LLC
- Borreli Capital Management
- Carrillo Wealth Management
- DM Wealth Management Group
- Diaz-Bazan Asset Management
- Emerald Wealth Advisors
- Gap Wealth Management
- Green Grove Wealth Management, LLC
- Hillguard Wealth Management LLC
Show all 25 names
- Honest Wealth, LLC
- Legacy Advisory Group
- MVP Wealth Management
- MVR Wealth Management
- Phoenix Private Client Group
- Prudent Wealth Advisers
- Rel Capital Advisors
- Ronin Capital
- Tenet Global Advisors
- The Americas Financial Group
- The Bay Wealth Group
- The Private Wealth Group
- Transatlantic Investment Partners, LLC
Contact and registration details
- Legal name
- Insigneo Advisory Services, LLC
- Headquarters
- 1221 Brickell Avenue, 27th Floor, Miami, FL 33131
- Website
- insigneo.com
- Phone
- 305-373-9000
- @insigneo
- SEC file
- 801-107256
- Structure
- Florida LLC
- Fiscal year end
- December
Insigneo Advisory Services’ named custodian for separately managed accounts is Pershing ($3.43B). Insigneo Advisory Services has custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $3.43B100%
At year end, Insigneo Advisory Services’ separately managed accounts were largely in funds (46%) and bonds (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.67B across 884 positions; the largest are Apple Inc. (5.7%), State Str SPDR S&P 500 ETF T (4.8%) and Nvidia Corporation (3.9%).
What the accounts hold
- Stocks22%
- Funds46%
- Registered funds41%
- Pooled vehicles5%
- Bonds23%
- Investment grade corporate bonds11%
- U.S. government and agency bonds9%
- Sovereign bonds3%
- Cash6%
- Other3%
- Other asset types are comprised of alternative investments (e.g. structured products), sovereign bonds, and physical assets (real estate and commodities)3%
How many clients does Insigneo Advisory Services have?
Insigneo Advisory Services has 4,473 clients and manages $5.16 billion for them, as of June 2026. They include 3,013 individual clients, 1,025 corporations and other businesses, and 402 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026
What services does Insigneo Advisory Services offer?
Insigneo Advisory Services provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Insigneo Advisory Services use?
Insigneo Advisory Services’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $3.43B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026
How many financial advisors does Insigneo Advisory Services have?
Insigneo Advisory Services has 180 investment adviser representatives registered with state securities authorities, out of 223 employees, and 178 perform investment advisory functions. 211 employees are registered representatives of a broker-dealer and 68 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Insigneo Advisory Services invest in?
At the end of its last fiscal year, Insigneo Advisory Services’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 11% investment grade corporate bonds, 9% U.S. government and agency bonds, 6% cash and equivalents, 5% pooled vehicles (private funds and similar), 3% sovereign bonds and 3% other. The 3% other category is described as: Other Asset Types Are Comprised of Alternative Investments (E.g. Structured Products), Sovereign Bonds, and Physical Assets (Real Estate and Commodities). It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Insigneo Advisory Services?
Insigneo Advisory Services’ direct owners are Insigneo Financial Group, LLC (75% or more), Insigneo Puerto Rico Partnership Holdings LLC (10% to 25%) and Insigneo Securities Partnership Holdings LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 June 2026
How does Insigneo Advisory Services get paid?
Insigneo Advisory Services is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Insigneo Advisory Services?
Insigneo Advisory Services’ main office is at 1221 Brickell Avenue, 27th Floor, Miami, FL 33131. Its phone number is 305-373-9000. Its website is insigneo.com.
