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George Arnett, portrait

George Arnett

General Counsel and Corporate Secretary/Director at Insigneo Advisory Services

Broker registration; no current adviser registrationUpdated

George Arnett is General Counsel and Corporate Secretary/Director of Insigneo Advisory Services, LLC, a Miami investment adviser managing $5.16B. George Arnett has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24, Series 63 and Series 14.

4
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

George Arnett has been General Counsel and Corporate Secretary/Director of Insigneo Advisory Services since December 2024, is a control person of the firm and directly owns under 5% of it. George Arnett holds a Bachelor's degree in Economics and Political Science from Yale College and a JD from Georgetown University Law Center.

Insigneo Advisory Services, LLC is a Miami, FL firm with $5.16B under management, 4,473 clients and 178 advisers across 17 offices, as of its June 2026 filing.

George “Tres” Arnett is General Counsel of Insigneo. He leads the Legal, Risk and Compliance functions of the firm. For many years, he served as the international attorney for Pershing LLC, where he was a Managing Director and Chief Legal Officer for Pershing Securities Canada, Ltd. Earlier in his career, he served as a Deputy Attorney General in the New Jersey Division of Criminal Justice.

No adviser firm registrations are on George Arnett’s record.

Credentials and registrations

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 6323 June 2016
Name
Uniform Securities Agent State Law Examination
Series 248 October 2004
Name
General Securities Principal Examination
Series 710 April 2002
Name
General Securities Representative Examination

Key facts

Full name
George Washington Arnett
CRD
1057806
Firm
Insigneo Advisory Services · CRD 282589
Role
General Counsel and Corporate Secretary/Director
Registration
Broker registration; no current adviser registration
Disciplinary history
Not yet shown here · SEC record · BrokerCheck
Firm bio
insigneo.com

Common questions

Where does George Arnett work?

George Arnett has been General Counsel and Corporate Secretary/Director of Insigneo Advisory Services, LLC since December 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 June 2026

Does George Arnett have a current investment-adviser registration?

George Arnett has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 22 October 2026

What exams has George Arnett passed?

George Arnett has passed 4 licensing exams: the Series 7, Series 24, Series 63 and Series 14. The earliest, the Series 7, was passed in April 2002. FINRA credited George Arnett with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Is George Arnett registered with FINRA?

Yes. George Arnett has a current broker registration, under CRD 1057806.

Source: FINRA BrokerCheck

How can I verify George Arnett’s record?

Search CRD 1057806 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Arnett’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Insigneo Advisory Services

Sources

  1. IAPD individual record, CRD 1057806, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Insigneo Advisory Services, LLC, filed 8 June 2026. Title, control and ownership bands.
  3. Insigneo Advisory Services team page. Biography, education, credentials, awards and the portrait, reproduced for identification.