Javier Rivero has been President and Chief Operating Officer/Director of Insigneo Advisory Services since December 2024, is a control person of the firm and directly owns under 5% of it. Javier Rivero holds a Bachelor's degree in Finance from Kean University.
Insigneo Advisory Services, LLC is a Miami, FL firm with $5.16B under management, 4,473 clients and 178 advisers across 17 offices, as of its June 2026 filing.
Javier Rivero is Chief of Advisor Experience of Insigneo. He is tasked with the day-to-day oversight of the firm's multi-national operations and growth objectives. Before joining Insigneo, he led the International Division of Dynasty Financial Partners. Previously, he worked in Merrill Lynch's LatAm Division in Miami, Florida from 2011 to 2014 as Complex Administrative Manager, and he began his career in New Jersey at First Union Securities, now known as Wells Fargo Advisors.
Javier Rivero’s longest registration is the current one, 8 years at Insigneo Advisory Services since 2018. Before joining Insigneo Advisory Services in 2018, Javier Rivero was registered through Dynasty Wealth Management, LLC and Brickell Global Advisory, Inc.
- – present · 8 yearsMiami, FL · Adviser representative · Firm CRD 282589
- Dynasty Wealth Management, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 153377
- Brickell Global Advisory, Inc.– · 1 yearMiami, FL · Adviser representative · Firm CRD 156643
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsMiami, FL · Adviser representative · Firm CRD 7691
- Wells Fargo Advisors, LLC– · 4 yearsWeston, FL · Adviser representative · Firm CRD 19616
- Wachovia Securities, LLC– · 1 yearWeston, FL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Javier Rivero is registered as an investment adviser representative in 2 states. The first approvals date from March 2018; the most recent is Puerto Rico, in January 2023.
- FloridaSince 27 March 2018
- Puerto RicoSince 30 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 9 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 May 2014 |
| Series 4 | Registered Options Principal Examination | 4 April 2014 |
| Series 3 | National Commodity Futures Examination | 28 September 2010 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 14 April 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 24 March 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 2002 |
| Series 7 | General Securities Representative Examination | 14 March 2002 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4498023
- Firm
- Insigneo Advisory Services · CRD 282589
- Role
- President and Chief Operating Officer/Director
- Office
- 1221 BRICKELL AVENUE, 27TH FLOOR, Miami, FL 33131
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- insigneo.com
Where does Javier Rivero work?
Javier Rivero has been President and Chief Operating Officer/Director of Insigneo Advisory Services, LLC since December 2024, and is a control person of the firm.
Is Javier Rivero a financial advisor?
Yes. Javier Rivero has a current investment-adviser registration in Florida and Puerto Rico, through Insigneo Advisory Services since March 2018.
How many years of experience does Javier Rivero have?
Javier Rivero has 24 years in the financial industry, since September 2002, across 5 adviser firms.
What exams has Javier Rivero passed?
Javier Rivero has passed 9 licensing exams: the Series 7, Series 63, Series 65, Series 9, Series 10, Series 3, Series 4, Series 24 and Series 99TO. The earliest, the Series 7, was passed in March 2002. FINRA credited Javier Rivero with the SIE, which began in October 2018.
Where did Javier Rivero work before Insigneo Advisory Services?
Before Insigneo Advisory Services, Javier Rivero was registered through Dynasty Wealth Management, LLC, August 2016 to February 2018; Brickell Global Advisory, Inc., March 2014 to March 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2011 to March 2014; Wells Fargo Advisors, LLC, January 2007 to September 2011; Wachovia Securities, LLC, March 2005 to January 2007.
Where is Javier Rivero based?
Javier Rivero’s registered office is in Miami, FL.
Is Javier Rivero registered with FINRA?
Yes. Javier Rivero has a current broker registration, under CRD 4498023.
Source: FINRA BrokerCheck
How can I verify Javier Rivero’s record?
Search CRD 4498023 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Javier Rivero’s full registration record.
