Hoxton Planning & Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Hoxton Planning & Management reports 392 clients. They include 201 individual clients, 172 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 99.1% ($586M across 1,359 accounts) are managed with discretion; $5.46M across 18 accounts are not. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 16% |
| High-net-worth individuals | 44% | 83% |
| Pension and profit-sharing plans | 2% | <1% |
| Charitable organizations | 1% | <1% |
| State or municipal government entities | <1% | <1% |
| Other client typesCorporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 201 | $95.8M | 16.2% | $477K |
| High-net-worth individuals | 172 | $488M | 82.6% | $2.84M |
| Pension and profit-sharing plans | 8 | $1.67M | 0.3% | $209K |
| Charitable organizations | 5 | $2.12M | 0.4% | $423K |
| State or municipal government entities | Fewer than 5 | $1.45M | 0.2% | $1.45M |
| Corporations and other businesses | 5 | $2.03M | 0.3% | $406K |
| Total | 392 | $592M | 100% | — |
- Clients
- 201
- Regulatory AUM
- $95.8M
- AUM share
- 16.2%
- Avg. per client
- $477K
- Clients
- 172
- Regulatory AUM
- $488M
- AUM share
- 82.6%
- Avg. per client
- $2.84M
- Clients
- 8
- Regulatory AUM
- $1.67M
- AUM share
- 0.3%
- Avg. per client
- $209K
- Clients
- 5
- Regulatory AUM
- $2.12M
- AUM share
- 0.4%
- Avg. per client
- $423K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.45M
- AUM share
- 0.2%
- Avg. per client
- $1.45M
- Clients
- 5
- Regulatory AUM
- $2.03M
- AUM share
- 0.3%
- Avg. per client
- $406K
Total
- Clients
- 392
- Regulatory AUM
- $592M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Hoxton Planning & Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Stand-alone engagements are a fixed fee of $3,500 or more in the first year, then a minimum of $2,500 a year; non-ongoing financial planning is $350 an hour.
- Investment Management
- Priced within a range of 0.50% to 1.00% a year on a blended schedule: 1.00% on the first $2,000,000, 0.75% from $2,000,000 to $5,000,000, and 0.50% above $5,000,000.
RH Advisory Services, LLC owns 50% to 75% of Hoxton Planning & Management. It has 8 employees, 4 of them in advisory roles.
Leadership
- Archibald HoxtonCCO, Partner, Advisor
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 4 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Hoxton Planning & Management, LLC
RH Advisory Services, LLC
Control person · since January 2025
Archibald Hoxton
Owner · Control person · since January 2025
- Owns 25% to 50% of Hoxton Planning & Management, LLC
Ar Hoxton V LLC
Control person · since January 2025
- Owns 10% to 25% of Hoxton Planning & Management, LLC
Great Peak LLC
since January 2025
James Sutch
Owner · Control person · since January 2025
Hoxton Planning & Management’s regulatory assets grew 2.0× from $298M (June 2022) to $592M (March 2026); clients rose from 281 to 392 and employees from 3 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $592M | 392 | 8 | 1 |
| April 2025 | $492M | 370 | 7 | 1 |
| February 2024 | $348M | 268 | 4 | 1 |
| March 2023 | $307M | 279 | 4 | 1 |
| June 2022 | $298M | 281 | 3 | 1 |
Besides its headquarters, Hoxton Planning & Management has 0 offices, with 1 listed address in West Virginia.
West Virginia · 1 listed address
- 8530 Shepherdstown Pike, ShepherdstownHQ
Contact and registration details
- Legal name
- Hoxton Planning & Management, LLC
- Headquarters
- 8530 Shepherdstown Pike, Shepherdstown, WV 25443
- Website
- hoxtonpm.com
- Phone
- 304-876-2619
- @hoxtonplanning&management
- SEC file
- 801-123434
- Structure
- Delaware LLC
- Fiscal year end
- December
Hoxton Planning & Management uses Fidelity ($465M, 82%) and Charles Schwab ($102M, 18%) as custodians for its separately managed accounts. Hoxton Planning & Management does not have custody of client assets.
- FidelityFidelity Distributors Company LLC · Smithfield, RI · $465M82%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $102M18%
At year end, Hoxton Planning & Management’s separately managed accounts were mostly in stocks (64%) and funds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $383M across 227 positions; the largest are iShares TR (16.5%), iShares TR (5.0%) and Nvidia Corporation (3.3%).
What the accounts hold
- Stocks64%
- Funds25%
- Registered funds24%
- Pooled vehicles1%
- Bonds4%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash6%
- Other1%
- Annuities1%
Reported 13F holdings
- $383M
- Reported 13F value
- 227
- Positions
- 39.9%
- In the 10 largest
- +15.0%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF16.5%
- iShares TR · Core Univrsl Usd5.0%
- Nvidia Corporation3.3%
- State Str SPDR S&P 500 ETF T · TR Unit2.8%
- iShares TR · Rus Mid Cap ETF2.6%
- Apple Inc.2.1%
- SPDR Series Trust · ST Str P500grw1.9%
- iShares TR · Core 1 5 YR Usd1.9%
- iShares TR · Eafe Grwth ETF1.9%
- iShares TR · S&P 500 Grwt ETF1.9%
Together, the ten largest are 39.9% of reported value.
How many clients does Hoxton Planning & Management have?
Hoxton Planning & Management has 392 clients and manages $592 million for them, as of March 2026. They include 201 individual clients, 172 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Hoxton Planning & Management offer?
Hoxton Planning & Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Hoxton Planning & Management use?
Hoxton Planning & Management’s separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $465M and Charles Schwab & Co., Inc. (Westlake, TX), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Hoxton Planning & Management have?
Hoxton Planning & Management has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hoxton Planning & Management invest in?
At the end of its last fiscal year, Hoxton Planning & Management’s separately managed accounts held 64% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 3% state and local bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hoxton Planning & Management?
Hoxton Planning & Management’s direct owners are RH Advisory Services, LLC (50% to 75%), Ar Hoxton V LLC (25% to 50%) and Great Peak LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Hoxton Planning & Management get paid?
Hoxton Planning & Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Hoxton Planning & Management registered with the SEC?
Yes, Hoxton Planning & Management has been registered with the SEC as an investment adviser since 14 March 2022. Its CRD number is 319087 and its SEC file number is 801-123434.
Source: Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record
How do I contact Hoxton Planning & Management?
Hoxton Planning & Management’s main office is at 8530 Shepherdstown Pike, Shepherdstown, WV 25443. Its phone number is 304-876-2619. Its website is hoxtonpm.com.