James Sutch has been an investment adviser representative at Hoxton Planning & Management since August 2024, and is not listed among the firm’s executive officers or direct owners.
Hoxton Planning & Management, LLC is a Shepherdstown, WV firm with $592M under management, 392 clients and 4 advisers in one office, as of its March 2026 filing.
James Sutch’s longest registration was 8 years at Wells Fargo Clearing Services, LLC (2015–2023). Before joining Hoxton Planning & Management in 2024, James Sutch was registered through Arbor Private Wealth, LLC and Wells Fargo Clearing Services, LLC.
- – present · 2 yearsShepherdstown, WV · Adviser representative · Firm CRD 319087
- Arbor Private Wealth, LLC– · under a yearAshburn, VA · Adviser representative · Firm CRD 315812
- Wells Fargo Clearing Services, LLC– · 8 yearsHagerstown, MD · Adviser representative · Firm CRD 19616
- Charles Schwab & Co., Inc.– · under a yearHagerstown, MD · Adviser representative · Firm CRD 5393
- Charles Schwab & Co., Inc.– · under a yearHagerstown, MD · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
James Sutch is registered as an investment adviser representative in West Virginia, since August 2024.
- West VirginiaSince 16 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 August 2014 |
| Series 7 | General Securities Representative Examination | 3 June 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Arthur Sutch
- CRD
- 6328469
- Firm
- Hoxton Planning & Management · CRD 319087
- Office
- 8530 SHEPHERDSTOWN PIKE, Shepherdstown, WV 25443
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does James Sutch work?
James Sutch is an investment adviser representative registered through Hoxton Planning & Management, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Sutch a financial advisor?
Yes. James Sutch has a current investment-adviser registration in West Virginia, through Hoxton Planning & Management since August 2024.
How many years of experience does James Sutch have?
James Sutch has 11 years in the financial industry, since April 2015, across 4 adviser firms.
What exams has James Sutch passed?
James Sutch has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2014. FINRA credited James Sutch with the SIE, which began in October 2018.
Where did James Sutch work before Hoxton Planning & Management?
Before Hoxton Planning & Management, James Sutch was registered through Wells Fargo Clearing Services, LLC, December 2015 to December 2023; Charles Schwab & Co., Inc., March 2015 to April 2015; Charles Schwab & Co., Inc., August 2014 to December 2014.
Where is James Sutch based?
James Sutch’s registered office is in Shepherdstown, WV.
Is James Sutch registered with FINRA?
No. James Sutch has no current broker registration.
How can I verify James Sutch’s record?
Search CRD 6328469 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Sutch’s full registration record.