Horst & Graben Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Horst & Graben Wealth Management reports 1,311 clients. They include 1,082 individual clients, 217 high-net-worth individuals, and 12 pension and profit-sharing plans. Of its assets, 91.2% ($839M across 3,200 accounts) are managed with discretion; $80.7M across 242 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 34% |
| High-net-worth individuals | 17% | 58% |
| Pension and profit-sharing plans | <1% | 7% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,082 | $314M | 34.1% | $290K |
| High-net-worth individuals | 217 | $537M | 58.4% | $2.48M |
| Pension and profit-sharing plans | 12 | $68.1M | 7.4% | $5.68M |
| Charitable organizations | Fewer than 5 | $956K | 0.1% | — |
| Total | 1,311 | $920M | 100% | — |
- Clients
- 1,082
- Regulatory AUM
- $314M
- AUM share
- 34.1%
- Avg. per client
- $290K
- Clients
- 217
- Regulatory AUM
- $537M
- AUM share
- 58.4%
- Avg. per client
- $2.48M
- Clients
- 12
- Regulatory AUM
- $68.1M
- AUM share
- 7.4%
- Avg. per client
- $5.68M
- Clients
- Fewer than 5
- Regulatory AUM
- $956K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 1,311
- Regulatory AUM
- $920M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Horst & Graben Wealth Management charges 0.40%–1.60% a year for its Standard Advisory Fee Schedule. The fee is billed in advance, is negotiable and has a $400 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Fees
- Standalone financial planning is a fixed fee of $2,000 for the initial plan, plus $400 per added scenario or review and $200 for a debt reduction plan.
Jamieson Grabenhorst owns 75% or more of Horst & Graben Wealth Management. The leadership team of Horst & Graben Wealth Management includes Chief Compliance Officer Casey Cleveland. It has 10 employees, 4 of them in advisory roles.
Leadership
- Casey ClevelandFounding Partner / Chief Compliance Officer
- Jamieson GrabenhorstManaging Partner / Founding Partner
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Horst & Graben Wealth Management, LLC
Jamieson Grabenhorst
Control person · since May 2018
- Owns 10% to 25% of Horst & Graben Wealth Management, LLC
The Casey and Molly Cleveland Revocable Living Trust, Dated 5/2/07
since May 2007
- Owns 50% to 75% of The Casey and Molly Cleveland Revocable Living Trust, Dated 5/2/07
Casey Cleveland
Control person · since May 2007
- Owns 50% to 75% of The Casey and Molly Cleveland Revocable Living Trust, Dated 5/2/07
Margaret Cleveland
since May 2007
- Owns 10% to 25% of Horst & Graben Wealth Management, LLC
The Casey and Molly Cleveland
since May 2007
Horst & Graben Wealth Management’s regulatory assets grew 1.7× from $543M (February 2021) to $920M (March 2026); clients rose from 990 to 1,311 and employees from 4 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $920M | 1,311 | 10 | 2 |
| March 2025 | $797M | 1,207 | 8 | 2 |
| June 2024 | $650M | 1,127 | 7 | 2 |
| April 2023 | $577M | 1,056 | 7 | 3 |
| February 2022 | $606M | 1,011 | 6 | 1 |
| February 2021 | $543M | 990 | 4 | 1 |
Besides its headquarters, Horst & Graben Wealth Management has 1 office, with 2 listed addresses in Oregon.
Oregon · 2 listed addresses
- 6600 SW 92nd Ave, Suite 210, PortlandHQ
- 314 Lincoln Street, The Dalles
Contact and registration details
- Legal name
- Horst & Graben Wealth Management, LLC
- Headquarters
- 6600 SW 92nd Ave, Suite 210, Portland, OR 97223
- Website
- horstandgraben.com
- Phone
- 503-342-8900
- SEC file
- 801-113498
- Structure
- Oregon LLC
- Fiscal year end
- December
Horst & Graben Wealth Management uses Charles Schwab ($816M) as custodian for its separately managed accounts. Horst & Graben Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $816M100%
At year end, Horst & Graben Wealth Management’s separately managed accounts were mostly in funds (82%) and stocks (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $760M across 205 positions; the largest are SPDR Series Trust (10.0%), iShares TR (5.7%) and Blackrock ETF Trust (5.6%).
What the accounts hold
- Stocks13%
- Funds82%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash2%
Reported 13F holdings
- $760M
- Reported 13F value
- 205
- Positions
- 46.7%
- In the 10 largest
- +4.3%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500etf10.0%
- iShares TR · Core Univrsl Usd5.7%
- Blackrock ETF Trust · iShares US Equit5.6%
- iShares TR · S&P 500 Grwt ETF4.7%
- Schwab Strategic TR · US Aggregate B4.5%
- iShares TR · S&P 500 Val ETF3.9%
- Blackrock ETF Trust · Isha IN Ctry ETF3.6%
- iShares TR · Mbs ETF3.1%
- iShares TR · MSCI Acwi EX US2.8%
- iShares TR · Rus Tp200 GR ETF2.6%
Together, the ten largest are 46.7% of reported value.
How many clients does Horst & Graben Wealth Management have?
Horst & Graben Wealth Management has 1,311 clients and manages $920 million for them, as of March 2026. They include 1,082 individual clients, 217 high-net-worth individuals, and 12 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Horst & Graben Wealth Management offer?
Horst & Graben Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Horst & Graben Wealth Management charge?
Horst & Graben Wealth Management charges 0.40%–1.60% a year for its Standard Advisory Fee Schedule. The fee is billed in advance, is negotiable and has a $400 annual minimum.
Source: HORST & GRABEN WEALTH MANAGEMENT, LLC - ADV PART 2A, filed 19 March 2026
Which custodians does Horst & Graben Wealth Management use?
Horst & Graben Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $816M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Horst & Graben Wealth Management have?
Horst & Graben Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Horst & Graben Wealth Management invest in?
At the end of its last fiscal year, Horst & Graben Wealth Management’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 2% U.S. government and agency bonds, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Horst & Graben Wealth Management?
Horst & Graben Wealth Management is owned through a trust by Casey and Margaret Cleveland. Its direct owners are Jamieson Grabenhorst (75% or more), the Casey and Molly Cleveland Revocable Living Trust, Dated 5/2/07 (10% to 25%), and the Casey and Molly Cleveland (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Horst & Graben Wealth Management get paid?
Horst & Graben Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Horst & Graben Wealth Management registered with the SEC?
Yes, Horst & Graben Wealth Management has been registered with the SEC as an investment adviser since 27 June 2018. Its CRD number is 297368 and its SEC file number is 801-113498.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact Horst & Graben Wealth Management?
Horst & Graben Wealth Management’s main office is at 6600 SW 92nd Ave, Suite 210, Portland, OR 97223. Its phone number is 503-342-8900. Its website is horstandgraben.com.