Casey Cleveland has been Founding Partner / Chief Compliance Officer of Horst & Graben Wealth Management since May 2018, is a control person of the firm and directly owns under 5% of it. Casey Cleveland holds a BA in Finance and International Business from Gonzaga University.
Horst & Graben Wealth Management, LLC is a Portland, OR firm with $920M under management, 1,311 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Casey Cleveland is Owner and Founding Partner of Horst & Graben Wealth Management, based in Portland, Oregon. Horst & Graben is his second venture as a founding partner. He helps clients establish goals for retirement and works as a team with them to turn those goals into reality, with services that include retirement and estate planning, stock options and investment management.
Casey Cleveland’s longest registration was 13 years at Royal Alliance Associates, Inc. (2006–2019). Before joining Horst & Graben Wealth Management in 2018, Casey Cleveland was registered through CGC Financial Services and Royal Alliance Associates, Inc.
- – present · 8 yearsPortland, OR · Adviser representative · Firm CRD 297368
- CGC Financial Services– · 7 yearsLake Oswego, OR · Adviser representative · Firm CRD 155446
- Royal Alliance Associates, Inc.– · 13 yearsLake Oswego, OR · Adviser representative · Firm CRD 23131
Professional designations
Listed by Horst & Graben Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Casey Cleveland is registered as an investment adviser representative in 2 states. The first approvals date from June 2018; the most recent is Oregon, in July 2018.
- OregonSince 18 July 2018
- TexasSince 29 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 19 November 2009 |
| Series 4 | Registered Options Principal Examination | 23 February 2009 |
| Series 51 | Municipal Fund Securities Principal Examination | 26 June 2006 |
| Series 24 | General Securities Principal Examination | 14 February 2005 |
| Series 66 | Uniform Combined State Law Examination | 20 February 2003 |
| Series 7 | General Securities Representative Examination | 27 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Casey Edward Cleveland
- CRD
- 3065319
- Firm
- Horst & Graben Wealth Management · CRD 297368
- Role
- Founding Partner / Chief Compliance Officer
- Office
- 6600 SW 92ND AVE, SUITE 210, Portland, OR 97223
- Registration
- Investment adviser registration
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- horstandgraben.com
Where does Casey Cleveland work?
Casey Cleveland has been Founding Partner / Chief Compliance Officer of Horst & Graben Wealth Management, LLC since May 2018, and is a control person of the firm.
Is Casey Cleveland a financial advisor?
Yes. Casey Cleveland has a current investment-adviser registration in Oregon and Texas, through Horst & Graben Wealth Management since June 2018.
How many years of experience does Casey Cleveland have?
Casey Cleveland has 23 years in the financial industry, since February 2003, across 3 adviser firms.
What exams has Casey Cleveland passed?
Casey Cleveland has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 51, Series 4 and Series 53. The earliest, the Series 7, was passed in January 2003. FINRA credited Casey Cleveland with the SIE, which began in October 2018.
Where is Casey Cleveland based?
Casey Cleveland’s registered office is in Portland, OR.
Is Casey Cleveland registered with FINRA?
No. Casey Cleveland has no current broker registration.
Is Casey Cleveland a CFP?
Horst & Graben Wealth Management lists Casey Cleveland with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Casey Cleveland’s record?
Search CRD 3065319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Casey Cleveland’s full registration record.