High Pines Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 11–25 clients last fiscal year.
High Pines Wealth Management reports 163 clients. They include 89 individual clients and 74 high-net-worth individuals. Of its assets, 94.2% ($173M across 293 accounts) are managed with discretion; $10.6M across 171 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 9% |
| High-net-worth individuals | 45% | 87% |
| Charitable organizations | Fewer than 5 | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 89 | $16.1M | 8.7% | $181K |
| High-net-worth individuals | 74 | $160M | 86.7% | $2.16M |
| Charitable organizations | Fewer than 5 | $8.44M | 4.6% | — |
| Total | 163 | $184M | 100% | — |
- Clients
- 89
- Regulatory AUM
- $16.1M
- AUM share
- 8.7%
- Avg. per client
- $181K
- Clients
- 74
- Regulatory AUM
- $160M
- AUM share
- 86.7%
- Avg. per client
- $2.16M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.44M
- AUM share
- 4.6%
- Avg. per client
- —
Total
- Clients
- 163
- Regulatory AUM
- $184M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
High Pines Wealth Management charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable.
Fee details and sources
Jim Gibbons owns 75% or more of High Pines Wealth Management. The leadership team of High Pines Wealth Management includes Chief Compliance Officer Jim Gibbons. It has 5 employees, 2 of them in advisory roles.
Leadership
- Jim GibbonsPrincipal and Chief Compliance Officer
- Dawn GibbonsMember
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of High Pines Wealth Management LLC
Jim Gibbons
Control person · since May 2017
High Pines Wealth Management’s regulatory assets went from $192M (March 2021) to $184M (March 2026); clients rose from 78 to 163 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $184M | 163 | 5 | 1 |
| April 2025 | $159M | 146 | 5 | 1 |
| March 2024 | $130M | 113 | 4 | 1 |
| March 2023 | $108M | 78 | 4 | 2 |
| March 2022 | $223M | 96 | 4 | 2 |
| March 2021 | $192M | 78 | 4 | 2 |
Besides its headquarters, High Pines Wealth Management has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 40 Tremont Street, Suite 62, DuxburyHQ
Contact and registration details
- Legal name
- High Pines Wealth Management LLC
- Headquarters
- 40 Tremont Street, Suite 62, Duxbury, MA 02332
- Website
- highpineswealth.com
- Phone
- 617-580-3141
- SEC file
- 801-116935
- Structure
- Massachusetts LLC
- Fiscal year end
- December
High Pines Wealth Management uses Fidelity ($111M, 64%) and Charles Schwab ($62M, 36%) as custodians for its separately managed accounts. High Pines Wealth Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $111M64%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $62M36%
At year end, High Pines Wealth Management’s separately managed accounts were mostly in stocks (55%) and funds (40%).
What the accounts hold
- Stocks55%
- Funds40%
- Cash5%
How many clients does High Pines Wealth Management have?
High Pines Wealth Management has 163 clients and manages $184 million for them, as of March 2026. They include 89 individual clients and 74 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does High Pines Wealth Management offer?
High Pines Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does High Pines Wealth Management charge?
High Pines Wealth Management charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable.
Source: HIGH PINES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY, filed 30 March 2026
Which custodians does High Pines Wealth Management use?
High Pines Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $111M and Charles Schwab & Co., Inc. (Westlake, TX), with $62M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does High Pines Wealth Management have?
High Pines Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does High Pines Wealth Management invest in?
At the end of its last fiscal year, High Pines Wealth Management’s separately managed accounts held 55% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns High Pines Wealth Management?
High Pines Wealth Management’s direct owner is Jim Gibbons (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does High Pines Wealth Management get paid?
High Pines Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact High Pines Wealth Management?
High Pines Wealth Management’s main office is at 40 Tremont Street, Suite 62, Duxbury, MA 02332. Its phone number is 617-580-3141. Its website is highpineswealth.com.