Jim Gibbons has been Principal and Chief Compliance Officer of High Pines Wealth Management since May 2017, is a control person of the firm and directly owns 75% or more of it. Jim Gibbons holds a BBA from the University of Massachusetts, Amherst and an MBA from F. W. Olin School of Business at Babson College.
High Pines Wealth Management LLC is a Duxbury, MA firm with $184M under management, 163 clients and 2 advisers in one office, as of its March 2026 filing.
Jim Gibbons is Founder and Principal of High Pines Wealth Management. His primary responsibilities are portfolio management, financial planning and relationship management. Before founding High Pines Wealth Management, he was a Vice President with Fidelity Investments Private Client Group in Boston.
Jim Gibbons’ longest registration was 17 years at Strategic Advisers, Inc. (2000–2017). Before joining High Pines Wealth Management in 2017, Jim Gibbons was registered through Strategic Advisers, Inc.
- – present · 9 yearsDuxbury, MA · Adviser representative · Firm CRD 285191
- Strategic Advisers, Inc.– · 17 yearsBoston, MA · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Jim Gibbons is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2017; the most recent is Texas, in November 2021.
- MassachusettsSince 2 June 2017
- TexasResidentSince 29 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 1995 |
| Series 7 | General Securities Representative Examination | 13 June 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jim Matthew Gibbons
- CRD
- 2564337
- Firm
- High Pines Wealth Management · CRD 285191
- Role
- Principal and Chief Compliance Officer
- Office
- 40 TREMONT STREET, SUITE 62, Duxbury, MA 02332
- Registration
- Investment adviser registration
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- highpineswealth.com
Where does Jim Gibbons work?
Jim Gibbons has been Principal and Chief Compliance Officer of High Pines Wealth Management LLC since May 2017, and is a control person of the firm.
Is Jim Gibbons a financial advisor?
Yes. Jim Gibbons has a current investment-adviser registration in Massachusetts and Texas, through High Pines Wealth Management since June 2017.
How many years of experience does Jim Gibbons have?
Jim Gibbons has 31 years in the financial industry, since August 1995, across 2 adviser firms.
What exams has Jim Gibbons passed?
Jim Gibbons has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1995. FINRA credited Jim Gibbons with the SIE, which began in October 2018.
Where is Jim Gibbons based?
Jim Gibbons’ registered office is in Duxbury, MA.
Is Jim Gibbons registered with FINRA?
No. Jim Gibbons has no current broker registration.
How can I verify Jim Gibbons’ record?
Search CRD 2564337 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jim Gibbons’ full registration record.